Try our Advanced Search for more refined results

Collapsed Stockbroker Charged 20% In Fees, FCA Says

By Najiyya Budaly (August 9, 2019, 1:51 PM BST) -- An investment manager that collapsed this week charged its customers fees amounting to more than 20% of their investments, the Financial Conduct Authority has revealed, as it blocked the company from carrying out regulated activities because it breached rules on due diligence and conflicts of interest....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!