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Expert Analysis

SEC Staff Statement Clears Way For Closed-End Funds

By Thomas DeCapo, Kevin Hardy and Michael Hoffman (July 1, 2020, 2:10 PM EDT) -- On May 27, the staff of the Division of Investment Management of the U.S. Securities and Exchange Commission issued a statement regarding the intersection between state control share acquisition statutes (control share statutes) and the voting requirements of Section 18(i) of the Investment Company Act of 1940....

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