Analysis

Record £28M Fine For UBS Puts Compliance Staff On Guard

By William Shaw (March 21, 2019, 11:37 PM GMT) -- This week's record £27.6 million ($34.8 million) fine against UBS for misreporting 136 million transactions has underlined the need for banking compliance teams to focus on their trading desks if they hope to avoid falling foul of Europe's formidable securities rules....

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