Try our Advanced Search for more refined results

Expert Analysis

New SEC Staff Guidance Could Leave Mutual Funds In A Bind

By Gretchen Passe Roin and Seth Davis (April 17, 2019, 3:56 PM EDT) -- In a footnote to an April 2, 2019, U.S. Securities and Exchange Commission staff guidance,[1] the staff requested that mutual funds file a delaying amendment to postpone the effective date of their registration statements if a fund is unable to submit responses to staff comments at least five business days before automatic effectiveness.[2] While the spirit of the guidance seems geared more towards new registrants, its language nevertheless applies to existing funds that are updating current registration statements....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Law Firms

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!