Post-Lucia, It's Deja Vu With The SEC

By Joel Nolette (April 22, 2019, 3:39 PM EDT) -- Last June, Raymond Lucia won big at the U.S. Supreme Court.[1] Charged by the U.S. Securities and Exchange Commission with securities fraud and tried in front of the SEC's in-house administrative law judge, Lucia argued all the way up to the high court that the SEC's proceedings were fundamentally flawed because his judge had not been lawfully appointed in the manner prescribed by the U.S. Constitution.[2]...

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