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Expert Analysis

High Court's Pass On 1 SEC Case Offers Insight Into Another

By Adam Schwartz and Russell Koonin (November 18, 2019, 3:55 PM EST) -- The U.S. Securities and Exchange Commission is on the proverbial ropes with the U.S. Supreme Court's acceptance of certiorari in Liu v. SEC, calling into question the regulator's authority to seek disgorgement. But the court threw the SEC a lifeline, when, three days later, it effectively recognized the agency's reach extended extraterritorially by denying certiorari in Scoville v. SEC....

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