SEC Has Been Busy In FY 2019

By Gerald Hodgkins, Blake Hulnick and Catherine McGrath (April 12, 2019, 11:05 AM EDT) -- Despite enduring the longest government shutdown in U.S. history, the U.S. Securities and Exchange Commission's Division of Enforcement filed more cases in the first six months of this fiscal year than in the same period last year. From October 2018 through the end of March, the division filed 216 new "stand-alone" actions,[1] compared to just 149 during the first six months of FY 2018....

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