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3rd Circ. Slams 'Ridiculous' SEC Delay In Ex-Informant Probe

By Jeannie O'Sullivan (January 15, 2020, 7:05 PM EST) -- The Third Circuit blasted the U.S. Securities and Exchange Commission's "ridiculous" delay in wrapping up its investigation into a broker-dealer and onetime government informant who beat criminal claims over a $17 million pump-and-dump scheme, as it considered Wednesday whether to revive a suit alleging the agency's probe is retaliatory....

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