|
TOP NEWS
POLICY & REGULATION
LITIGATION
DEALS
BANKRUPTCY
ENFORCEMENT
EXPERT ANALYSIS
5 Compliance Takeaways From FINRA's Oversight Report
The priorities outlined in the Financial Industry Regulatory Authority's recently released annual oversight report focus on the organization's core mission of protecting investors, with AI being the sole new topic area, but financial firms can expect further reforms aimed at efficiency and modernization, say attorneys at Armstrong Teasdale.
Report attached |
Read full article »
| Save to favorites »
LEGAL INDUSTRY
Full 3rd Circ. Passes On Alina Habba DQ Challenge
By Carla Baranauckas
The Third Circuit on Monday declined to reconsider its decision blocking Alina Habba from serving as acting U.S. attorney for New Jersey, denying the Justice Department's petition for rehearing and leaving intact a decision that sharply curtailed the government's use of creative maneuvers to install interim federal prosecutors.
Order attached |
Read full article »
| Save to favorites »
Catching Up With Delaware's Chancery Court
By Jarek Rutz
The Delaware Chancery Court wrapped up the week with a slate of high-stakes deal challenges, governance rulings and oversight decisions, including an emergency bid to block a $10.9 billion bank merger, a state Supreme Court reversal reshaping stockholder agreement litigation and a major opinion allowing sexual misconduct oversight claims to proceed.
Read full article »
| Save to favorites »
|