Try our Advanced Search for more refined results

Expert Analysis

How SEC Could Expand 'Test The Waters' Communications

By Karen Garnett, Nicole Runyan, William Tuttle, Daniel Forman and Tyler Stahl (March 8, 2019, 3:21 PM EST) -- On Feb. 19, 2019, the U.S. Securities and Exchange Commission proposed Rule 163B under the Securities Act of 1933, as amended, which would permit all prospective issuers, including registered investment companies and business development companies, or BDCs, to engage in communications with certain potential qualified investors prior to, or following, the filing of a registration statement....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Law Firms

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!