October 09, 2026

Securities and Exchange Commission v. Sarris et al

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Case Number:

5:26-cv-11675

Court:

California Northern

Nature of Suit:

Securities/Commodities

Judge:

Susan van Keulen

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. October 13, 2026

    SEC Says Investment Co. Execs Faked Pre-IPO Scarcity

    The U.S. Securities and Exchange Commission has accused two executives of a now-bankrupt investment company of deceiving investors about the value and availability of shares of privately held companies ahead of their initial public offerings and evading registration requirements.

Parties

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