Citing Liu, SEC Seeks $1.2M From Woodbridge Brokers

By Emilie Ruscoe · January 15, 2021, 9:42 PM EST

The U.S. Securities and Exchange Commission on Friday asked a federal judge in Los Angeles to approve a $1.2 million judgment against broker defendants in litigation concerning the Woodbridge Group of...

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Case Information

Case Title

Securities and Exchange Commission v. Robert S. Davis Jr. et al

Case Number

2:18-cv-10481

Court

California Central

Nature of Suit

Securities/Commodities

Date Filed

December 18, 2018