September 09, 2025

US Securities and Exchange Commission v. Vukota Capital Management, LLC et al

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Case Number:

1:25-cv-02821

Court:

Colorado

Nature of Suit:

Securities, Commodities, Exchange

Judge:

Gordon P Gallagher

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 09, 2025

    Private Fund Adviser To Pay $9.7M To End SEC Suit

    The U.S. Securities and Exchange Commission announced on Tuesday that a real estate-focused Colorado private fund adviser and his two management firms would pay $9.7 million to settle claims of defrauding investors with misrepresentations, which include concealing conflicts of interests in proposed buyout transaction requests he sent to investors.

Parties

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