4-Person SEC May Shift Away From Corporate Penalties

By Kara Brockmeyer, Andrew Ceresney, Robert Kaplan, Julie Riewe and Jonathan Tuttle
March 18, 2019, 4:42 PM EDT

For many years, there has been an active debate among the commissioners of the U.S. Securities and Exchange Commission regarding the appropriateness of imposing corporate penalties on issuers of securities. Republican...

Already a subscriber? Click here to view full article