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Adviser Says SEC Stretching Law Too Far With Annuity Case

By Brian Dowling · September 28, 2023, 4:30 PM EDT

A Massachusetts investment adviser accused of churning clients' annuity plans to reap lucrative commissions urged a federal judge Thursday to toss what he called the U.S. Securities and Exchange Commission's novel...

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Case Information

Case Title

Securities and Exchange Commission v. Cutter Financial Group, LLC et al

Case Number

1:23-cv-10589

Court

Massachusetts

Nature of Suit

Securities/Commodities

Date Filed

March 17, 2023

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