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FCA Fines Sapien Capital In UK's 1st Cum-Ex Penalty

By Lucia Osborne-Crowley · May 6, 2021, 5:07 PM BST

Britain's financial services watchdog said on Thursday that it has fined investment firm Sapien Capital Ltd. £178,000 ($247,000) for oversight failures that contributed to a web of fraudulent cum-ex trades....

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FCA Fines Sapien Capital In UK's 1st Cum-Ex Penalty

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