May 04, 2026
The U.S. Securities and Exchange Commission has finalized a $25.6 million disgorgement judgment against the former CEO of investment firm Vesta Advisors LLC, which a Pennsylvania federal court said had been satisfied by his restitution and forfeiture in his criminal case.
February 07, 2023
The U.S. Securities and Exchange Commission has levied civil claims against a Pennsylvania investment adviser accused of running a scheme that garnered approximately $200 million in illicit loans, which he used to make personal investments and pay off debt.