January 26, 2021
A California federal judge Tuesday rejected a businessman's attempt to amend a settlement he reached with the U.S. Securities and Exchange Commission over insider trading allegations, ruling he must pay $300,000 despite a recent U.S. Supreme Court ruling altering the government's disgorgement powers.
November 13, 2018
The former CEO of a medical optics firm accused of passing insider information to a former Baltimore Orioles player reached a $1.5 million deal with the U.S. Securities and Exchange Commission, according to papers filed in California federal court Tuesday.