February 12, 2021
Two former brokers will pay a combined $1.37 million to resolve a U.S. Securities and Exchange Commission suit accusing them of selling unregistered securities to some of the victims of a $22 million Ponzi scheme fronted by a purported airport project in Belize.
August 21, 2020
The U.S. Securities and Exchange Commission targeted two former brokers in New York federal court on Friday for the unregistered sale of securities to about half of the investor victims in a $22 million Ponzi scheme fronted by a purported airport project in Belize.