Asset Management

Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.



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Latest News in Asset Management

  • November 10, 2026

    AI Giant Anthropic Launches Plans For Estimated $61B IPO

    Claude developer Anthropic PBC on Tuesday set a price range for its long-anticipated blockbuster initial public offering, telling U.S. regulators that it plans to raise around $61 billion in what could be the second-largest IPO ever.

  • November 09, 2026

    Execs Sandbagged Failed Trucking Insurer Receiver, Jury Told

    The receiver for defunct trucking insurer Spirit told a Nevada jury Monday that in the days after a court took control, executives of an outside company handling Spirit's business functions inserted "extraordinary" roadblocks into the process of alerting customers that the insurer was finished.

  • November 09, 2026

    FINRA Fines Citigroup For Alleged AML Reporting Failures

    A Citigroup subsidiary has agreed to pay $250,000 to the Financial Industry Regulatory Authority after the company allegedly self-reported a problem in the way that employees were escalating possible instances of fraud, including those involving suspected cyberattacks.

  • November 09, 2026

    Fintech Platform Stiffed Acting CEO On Way Out, Suit Says

    A former interim leader at financial technology platform Advisor360 said in a lawsuit filed in Massachusetts state court that he was promised a retroactive pay bump for stepping into what was effectively an interim CEO role last year, only to be ousted after he sought to enforce the deal.

  • November 09, 2026

    Vanguard Failed To Protect 14M Customer Records, Suit Says

    The Vanguard Group Inc. has been hit with a putative class action in Pennsylvania federal court alleging the investment management company did not take adequate steps to prevent the theft of 14 million customer records, including Social Security numbers, in a cyberattack that customers say has been advertised on a dark web forum.

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Asset Management

Areas of Coverage

  • TRANSACTIONS
  • Initial public offerings
  • Joint ventures
  • Mergers and acquisitions
  • Spinoffs
  • Franchise and management agreements
  • Real estate deals
  • Shareholder activism involving hedge funds and hedge fund managers
  • AGENCIES
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of Justice
  • U.S. Securities and Exchange Commission
  • Financial Industry Regulatory Authority
  • Internal Revenue Service
  • Pension Benefit Guaranty Corp.
  • U.S. Government Accountability Office
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Financial company lobbying
  • International banking legislation and regulation
  • LITIGATION
  • Bankruptcies involving assets managed by hedge funds, pension funds, mutual funds, or other investment managers
  • Restructuring and distressed debt issues
  • PROFILES
  • Personnel moves
  • Profiles of asset management practices

Readership

  • Asset management lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Executives and attorneys in the asset management industry
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals