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Asset Management
Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.
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Latest News in Asset Management
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April 15, 2026
DOL's Warning For Proxy Advisers Acts On A Trump Order
The U.S. Department of Labor's employee benefits division cautioned Wednesday that proxy advisory firms may be providing advice that could make them fiduciaries under federal law, following through on a directive that President Donald Trump issued in December.
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April 15, 2026
How CFPB Opinion Changes Earned Wage Access Definition
The Consumer Financial Protection Bureau's recent conclusion that earned wage access is not "credit" for purposes of Regulation Z of the Truth in Lending Act improves on prior guidance on these products in several meaningful ways, say attorneys at K&L Gates.
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April 15, 2026
SEC Secures $7.1M Award In Forex Ponzi Scheme Suit
A Texas federal court entered a $7,101,992 final judgment in favor of the Securities and Exchange Commission more than three years after it accused a Houston man of defrauding roughly 175 investors who thought their fund would be traded in foreign exchange markets for a profit.
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April 14, 2026
Alphabet Investors Near Class Cert. In Google Probe Case
A California federal judge on Tuesday indicated she was leaning toward granting class certification for Alphabet Inc. investors in a suit against the Google parent company over an allegedly false statement CEO Sundar Pichai made to Congress in 2020 about the fairness of ad auctions.
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April 14, 2026
SEC Greenlights Rule Lifting Day Trader Equity Requirement
The U.S. Securities and Exchange Commission on Tuesday approved eliminating a requirement that active day traders maintain a minimum amount of money in their accounts, with the Financial Industry Regulatory Authority saying the changes to its rules will give retail investors a greater chance to participate in the markets.
Areas of Coverage
- TRANSACTIONS
- Initial public offerings
- Joint ventures
- Mergers and acquisitions
- Spinoffs
- Franchise and management agreements
- Real estate deals
- Shareholder activism involving hedge funds and hedge fund managers
- AGENCIES
- U.S. Commodity Futures Trading Commission
- U.S. Department of Justice
- U.S. Securities and Exchange Commission
- Financial Industry Regulatory Authority
- Internal Revenue Service
- Pension Benefit Guaranty Corp.
- U.S. Government Accountability Office
- POLICY & REGULATION
- Dodd-Frank Act
- Financial company lobbying
- International banking legislation and regulation
- LITIGATION
- Bankruptcies involving assets managed by hedge funds, pension funds, mutual funds, or other investment managers
- Restructuring and distressed debt issues
- PROFILES
- Personnel moves
- Profiles of asset management practices
Readership
- Asset management lawyers at top law firms
- Corporate counsel and compliance officers at Fortune 1000 companies
- Executives and attorneys in the asset management industry
- Information experts at law firms, agencies, and companies
- Policymakers at federal and state agencies
- Judges and court staff across the U.S.
- Professors, students, and library staff at every accredited law school in the U.S.
- Attorney and law firm marketing professionals