Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.
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Latest News in Asset Management
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October 30, 2026
With former Theranos CEO Elizabeth Holmes' criminal case receiving renewed attention following the recent release of Nathan Fielder and Lance Oppenheim's documentary "You Can See Everything," Law360 answers questions about Holmes' 2022 securities fraud conviction and fact-checks some of the documentary's most talked-about moments.
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October 30, 2026
A former Wells Fargo director and an attorney who represented him in his $22 million Americans with Disabilities Act suit against the bank are making a second attempt to collect attorney fees, pushing a North Carolina federal judge for over $1 million.
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October 30, 2026
The top cop at the U.S. Securities and Exchange Commission says agency attorneys are on the lookout for at least two types of artificial intelligence-related fraud: those that use AI to dupe social media users and those committed by companies that fail to properly disclose their use of the new technology.
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October 30, 2026
A New York investment adviser will pay the U.S. Securities and Exchange Commission $364,000 to resolve claims it breached its fiduciary duty to clients by failing to disclose conflicts of interest involving its affiliated broker-dealer's receipt of revenue-sharing compensation and by including misleading liability disclaimer language in its advisory agreements.
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October 30, 2026
Pharmaceutical ingredient manufacturer Pfanstiehl Holdings Inc. has sued a minority shareholder and its general partner in the Delaware Chancery Court, seeking to unwind a $52.3 million transaction that allegedly transferred a majority economic interest in the shareholder's stake to an unidentified investor without required notice or consent.
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