Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.
Sign up for a 7-day FREE trial today!
Latest News in Asset Management
-
September 24, 2026
Financial Crimes Enforcement Network actions, including its recent anti-money laundering penalty against UBS, signal that companies should align sanctions and anti-corruption controls with documented risk assessments, quickly escalate and investigate red flags, and test remediation as enforcement intensifies, say attorneys at Bass Berry.
-
September 23, 2026
As its fiscal year draws to a close this month, the U.S. Securities and Exchange Commission has issued a bevy of opinions barring defendants from the securities industry, following a D.C. federal judge's ruling earlier this year that a U.S. Supreme Court decision curtailing the agency's use of its administrative courts doesn't preclude the SEC's ability to pursue industry bans.
-
September 23, 2026
The U.S. Securities and Exchange Commission announced Wednesday a limited liability company and a pension plan administrator have agreed to settle claims they targeted current and retired law enforcement officers in Florida to raise $860,000 in investments.
-
September 23, 2026
A Florida judge said Wednesday he would reopen pleadings in a three-way fight over a record-breaking home run ball by baseball star Shohei Ohtani to allow the defendant — the man who walked out with the ball — to add a claim for ownership of the ball.
-
September 23, 2026
Investment manager Federated Hermes Inc. must face most of a proposed class action from current and former employees over its alleged use of retirement funds to prop up its own underperforming investments, a Pennsylvania federal judge ruled Wednesday.
See more Asset Management news