Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.
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Latest News in Asset Management
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October 23, 2026
The Senate Banking Committee's top Democrat called Friday for federal banking regulators to scrap recent policies that raise the bar for issuing and escalating supervisory criticism at banks, warning they could obstruct oversight needed to stay ahead of rising artifical intelligence-enabled risks.
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October 23, 2026
A Fifth Circuit panel pushed Charles Schwab to explain why it should sign off on a settlement with investors resolving claims that its 2020 merger with TD Ameritrade created a monopoly, asking Friday how an agreed upon antitrust compliance program created value.
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October 23, 2026
A California federal judge on Thursday denied convicted self-described "millennial" venture capitalist Michael Rothenberg's latest new trial bid, rejecting his argument that his prior counsel's failure to consult a forensic accountant undermined his defense nearly three years after a jury found him guilty of money laundering and fraud.
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October 23, 2026
The U.S. Securities and Exchange Commission levied a $175,000 fine against a New York-based investment adviser on Friday for failing to update its identity theft prevention procedures and for failing to submit some of its accounts to an outside auditor.
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October 23, 2026
Microsoft Corp.'s $250 million settlement of stockholder claims stemming from its $75.4 billion acquisition of Activision Blizzard Inc. won Delaware Chancery Court approval Friday, as the chancellor rejected an investment fund's attempt to preserve a separate federal securities suit and awarded $60 million in attorney fees.
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