Asset Management

Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.



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Latest News in Asset Management

  • November 02, 2026

    BlackRock, State Street Get State AG Coal Suit Trimmed

    BlackRock and State Street have pared down a lawsuit by Republican state attorneys general accusing them of driving up coal prices, but a Texas federal judge let stand claims brought by Iowa and Nebraska on behalf of their resident electricity consumers.

  • November 02, 2026

    SEC Says Rep Broke Fiduciary Duty With ETF Sales To Elderly

    The U.S. Securities and Exchange Commission announced it has settled claims against an investment adviser and its former representative it accused of facilitating trades that were unsuitable for their clients' investment objectives.

  • November 02, 2026

    PNC Bank, Ex-Managing Director Settle Sex Bias Suit

    A former managing director at Charlotte-based PNC Bank has settled her sex-based discrimination suit against the financial services provider, according to a mediator's report.

  • November 02, 2026

    LPL Seeks Dismissal Of Revived Cash Sweep Claims

    LPL Financial has asked a California federal judge to dismiss an amended complaint in a proposed class action accusing it of paying customers low interest on uninvested cash in its cash sweep programs, arguing its agreements disclosed the rates and fees and imposed no duty to pay higher returns.

  • November 02, 2026

    Lowenstein, Loeb Guide Tokenization Firm's $350M SPAC Deal

    Fintech firm tZERO Group Inc. and FG Imperii Acquisition Corp., a publicly traded special purpose acquisition company, announced Monday they have agreed to a $350 million merger, guided by Lowenstein Sandler LLP and Loeb & Loeb LLP.

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Asset Management

Areas of Coverage

  • TRANSACTIONS
  • Initial public offerings
  • Joint ventures
  • Mergers and acquisitions
  • Spinoffs
  • Franchise and management agreements
  • Real estate deals
  • Shareholder activism involving hedge funds and hedge fund managers
  • AGENCIES
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of Justice
  • U.S. Securities and Exchange Commission
  • Financial Industry Regulatory Authority
  • Internal Revenue Service
  • Pension Benefit Guaranty Corp.
  • U.S. Government Accountability Office
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Financial company lobbying
  • International banking legislation and regulation
  • LITIGATION
  • Bankruptcies involving assets managed by hedge funds, pension funds, mutual funds, or other investment managers
  • Restructuring and distressed debt issues
  • PROFILES
  • Personnel moves
  • Profiles of asset management practices

Readership

  • Asset management lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Executives and attorneys in the asset management industry
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals