Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.
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Latest News in Asset Management
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October 23, 2026
A former partner at a New Jersey broker-dealer firm admitted to conspiring to commit securities fraud involving insider trading in a special purpose acquisition company that netted millions of dollars in illegal profits, the U.S. attorney for the District of New Jersey announced Friday.
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October 23, 2026
A lot can happen in the world of mergers and acquisitions and equity fundraising over the course of a couple of weeks, and it's difficult to keep up with all the deals.
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October 23, 2026
The Third Circuit's recent decision in Ocugen, holding that a stable stock price after publication of restated financials does not prove immateriality, could be a vehicle for the U.S. Supreme Court to overturn the doctrine undergirding certification of securities class actions, says Jonathan Richman at Brown Rudnick.
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October 23, 2026
An investor alleged in Texas federal court that a real estate private equity firm and its leaders hid the firm's failures from investors and tricked them into supporting "an overleveraged, failing enterprise."
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October 23, 2026
A Connecticut investment adviser and broker-dealer faces up to 20 years in federal prison after admitting to causing $3.3 million in losses to three financial services companies by using fraudulent bank transfers to fund fruitless options trading.
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