Asset Management

Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.



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Latest News in Asset Management

  • October 23, 2026

    Feds Urged To Nix Bank Examiner Limits Over AI Cyber Risks

    The Senate Banking Committee's top Democrat called Friday for federal banking regulators to scrap recent policies that raise the bar for issuing and escalating supervisory criticism at banks, warning they could obstruct oversight needed to stay ahead of rising artifical intelligence-enabled risks.

  • October 23, 2026

    5th Circ. Weighs Iowa Bid To Toss Charles Schwab Settlement

    A Fifth Circuit panel pushed Charles Schwab to explain why it should sign off on a settlement with investors resolving claims that its 2020 merger with TD Ameritrade created a monopoly, asking Friday how an agreed upon antitrust compliance program created value.

  • October 23, 2026

    'Millennial VC' Loses New Trial Bid Over Alleged Atty Failure

    A California federal judge on Thursday denied convicted self-described "millennial" venture capitalist Michael Rothenberg's latest new trial bid, rejecting his argument that his prior counsel's failure to consult a forensic accountant undermined his defense nearly three years after a jury found him guilty of money laundering and fraud.

  • October 23, 2026

    SEC Fines Fund Adviser Over Outdated ID Theft Program

    The U.S. Securities and Exchange Commission levied a $175,000 fine against a New York-based investment adviser on Friday for failing to update its identity theft prevention procedures and for failing to submit some of its accounts to an outside auditor.

  • October 23, 2026

    Del. Chancery OKs $250M Activision Settlement, $60M Fees

    Microsoft Corp.'s $250 million settlement of stockholder claims stemming from its $75.4 billion acquisition of Activision Blizzard Inc. won Delaware Chancery Court approval Friday, as the chancellor rejected an investment fund's attempt to preserve a separate federal securities suit and awarded $60 million in attorney fees.

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Asset Management

Areas of Coverage

  • TRANSACTIONS
  • Initial public offerings
  • Joint ventures
  • Mergers and acquisitions
  • Spinoffs
  • Franchise and management agreements
  • Real estate deals
  • Shareholder activism involving hedge funds and hedge fund managers
  • AGENCIES
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of Justice
  • U.S. Securities and Exchange Commission
  • Financial Industry Regulatory Authority
  • Internal Revenue Service
  • Pension Benefit Guaranty Corp.
  • U.S. Government Accountability Office
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Financial company lobbying
  • International banking legislation and regulation
  • LITIGATION
  • Bankruptcies involving assets managed by hedge funds, pension funds, mutual funds, or other investment managers
  • Restructuring and distressed debt issues
  • PROFILES
  • Personnel moves
  • Profiles of asset management practices

Readership

  • Asset management lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Executives and attorneys in the asset management industry
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals