Asset Management

Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.



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Latest News in Asset Management

  • November 10, 2026

    SEC Reports Continued Decline In Enforcement Actions

    The U.S. Securities and Exchange Commission brought 22% fewer actions during its first full fiscal year under Chairman Paul Atkins compared to the prior year, according to a report the agency released Tuesday. It continues a downward trend in case counts, although the agency stresses the number of cases it brings is an incomplete measure of enforcement effectiveness.

  • November 10, 2026

    Investment Firm Says Analyst Used AI To Steal Source Code

    A research analyst for the quantitative trading arm of investment firm Point72 LP used company-provided artificial intelligence programs to extract proprietary source code so he could bring it to a competitor, according to a Connecticut state court lawsuit.

  • November 10, 2026

    CalPERS, States Urge SEC To Keep Adviser Pay-To-Play Rule

    State officials and public pensions, including the California Public Employees' Retirement System, are urging the U.S. Securities and Exchange Commission not to get rid of a 15-year-old rule blocking investment advisers that donate to certain political campaigns from working with municipal and state funds, arguing it protects retirees from corruption.

  • November 10, 2026

    DOL, Defense Research Co. Settle ESOP Stock Sale Fight

    An Alabama federal judge agreed to stay a U.S. Department of Labor enforcement case against a research company that allegedly mismanaged an employee stock ownership plan, after the parties reported a settlement of their dispute.

  • November 10, 2026

    RV Parts Maker LCI Says Revised Monomoy Bid Isn't Superior

    LCI Industries said Tuesday it has rejected a second buyout offer from Monomoy Capital Partners, stating that the proposal is not superior to LCI's existing plan to create a $7.7 billion company through its combination with fellow RV parts maker Patrick Industries.

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Asset Management

Areas of Coverage

  • TRANSACTIONS
  • Initial public offerings
  • Joint ventures
  • Mergers and acquisitions
  • Spinoffs
  • Franchise and management agreements
  • Real estate deals
  • Shareholder activism involving hedge funds and hedge fund managers
  • AGENCIES
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of Justice
  • U.S. Securities and Exchange Commission
  • Financial Industry Regulatory Authority
  • Internal Revenue Service
  • Pension Benefit Guaranty Corp.
  • U.S. Government Accountability Office
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Financial company lobbying
  • International banking legislation and regulation
  • LITIGATION
  • Bankruptcies involving assets managed by hedge funds, pension funds, mutual funds, or other investment managers
  • Restructuring and distressed debt issues
  • PROFILES
  • Personnel moves
  • Profiles of asset management practices

Readership

  • Asset management lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Executives and attorneys in the asset management industry
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
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