Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.
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Latest News in Asset Management
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November 02, 2026
BlackRock and State Street have pared down a lawsuit by Republican state attorneys general accusing them of driving up coal prices, but a Texas federal judge let stand claims brought by Iowa and Nebraska on behalf of their resident electricity consumers.
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November 02, 2026
The U.S. Securities and Exchange Commission announced it has settled claims against an investment adviser and its former representative it accused of facilitating trades that were unsuitable for their clients' investment objectives.
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November 02, 2026
A former managing director at Charlotte-based PNC Bank has settled her sex-based discrimination suit against the financial services provider, according to a mediator's report.
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November 02, 2026
LPL Financial has asked a California federal judge to dismiss an amended complaint in a proposed class action accusing it of paying customers low interest on uninvested cash in its cash sweep programs, arguing its agreements disclosed the rates and fees and imposed no duty to pay higher returns.
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November 02, 2026
Fintech firm tZERO Group Inc. and FG Imperii Acquisition Corp., a publicly traded special purpose acquisition company, announced Monday they have agreed to a $350 million merger, guided by Lowenstein Sandler LLP and Loeb & Loeb LLP.
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