Asset Management Law360 provides breaking legal news and analysis on the asset management industry. Coverage includes litigation, policy developments, and corporate deals involving investment firms, mutual funds, hedge funds, bond funds, pension funds, and real estate investment trusts.
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Latest News in Asset Management
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September 04, 2026
The U.S. Securities and Exchange Commission announced on Friday it has reached a $3.2 million settlement with a Chicago-based investment adviser accused of gambling away and misspending much of the millions of dollars he raised from individual investors in a purported high-return loan scheme.
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September 04, 2026
A Florida federal judge on Friday held an attorney and a convicted Ponzi schemer in civil contempt for obstructing a receiver appointed to help recover stolen proceeds in a foreign currency trading fraud, saying they were part of a group formed to discourage investors from trying to get their money back.
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September 04, 2026
The Seventh Circuit kept an Arkansas pharmacy benefit manager rule in place as not preempted by federal benefits law, the Fourth Circuit revived an Altria ex-worker's dispute over benefit plan documents, and the Eleventh Circuit reversed a pretrial win for Royal Caribbean in cruise workers' suit challenging 401(k) funds. Here, Law360 looks at those and two other major appellate decisions from August involving ERISA that benefits attorneys may want to know.
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September 04, 2026
Fitness-tracking ring maker Oura has filed plans with the U.S. Securities and Exchange Commission for an initial public offering that could raise around $2.5 billion.
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September 03, 2026
The U.S. Government Accountability Office urged Congress Thursday to consider closing a gap that allows certain publicly traded banks to not make the same type of investor disclosures as banks whose investor filings are reviewed by the U.S. Securities and Exchange Commission, pointing to the bank failures of 2023 as a reason why.
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