Compliance

  • October 26, 2026

    IRS Asks Tax Court To Rethink Allowing Late Easement Case

    The U.S. Tax Court wrongly excused the lateness of a conservation easement partnership case based on a misinterpretation of a deadline provision in a statute governing judicial review of partnerships, the IRS argued in a bid to revisit a September opinion.

  • October 26, 2026

    FDIC Taps 5 Attys As Counsel To Chairman, Deputy GCs

    The Federal Deposit Insurance Corp. announced Monday that it has appointed five attorneys to senior leadership positions, including a former U.S. Securities and Exchange Commission attorney and a JPMorgan Chase & Co. assistant general counsel.

  • October 26, 2026

    Hewlett Packard Hits Exec With AI Trade Secret Suit

    Hewlett Packard Enterprise says in a Colorado federal court suit that an executive it has placed on administrative leave is improperly in possession of trade secrets covering an artificial intelligence tool he oversaw the development of.

  • October 26, 2026

    Ex-SDNY National Security Co-Chief Joins Bracewell

    Bracewell LLP announced Monday that a former assistant U.S. attorney in the Southern District of New York who supervised and tried landmark cases involving terrorist attacks around the world has joined its government enforcement and investigations practice group.

  • October 26, 2026

    Judge Keeps Mont. Tribal River Water Rights Challenge Alive

    A federal district judge says the Department of the Interior and the Blackfeet Tribe cannot dodge a challenge to a Milk River water-rights settlement, but is allowing the Montana Indigenous nation to formally join the case, saying a modification to the agreement would affect its already-guaranteed interests.

  • October 26, 2026

    NBA Strikes Prediction Market Deals With CFTC, Platforms

    The NBA announced partnerships with Kalshi and Polymarket on Monday alongside an agreement with the U.S. Commodity Futures Trading Commission to shield the integrity of its games as its ties to prediction market platforms deepen amid fierce legal battles.

  • October 26, 2026

    Former Willkie Partner, Wife Owe $14.5M Tax Debt, Gov't Says

    A former Willkie Farr & Gallagher LLP partner and his wife owe the U.S. more than $14.5 million in unpaid taxes, penalties and interest, according to a complaint filed in Manhattan federal court that seeks to enforce federal tax liens against their New York home to settle the debt.

  • October 26, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court last week approved a $250 million settlement of litigation over Microsoft Corp.'s acquisition of Activision Blizzard Inc., while Albertsons Cos. Inc. accused Kroger Co. of rejecting changes that could have saved their $24.6 billion merger and the Delaware Supreme Court ordered Verisk Analytics Inc. to keep pursuing a $2.35 billion acquisition.

  • October 26, 2026

    Burns & Levinson Malpractice Claims Revived On Appeal

    Massachusetts' intermediate-level appeals court Monday reinstated legal malpractice claims brought by a youth soccer league against defunct Boston law firm Burns & Levinson LLP alleging a firm partner failed to provide a heads-up about a federal visa fraud investigation.

  • October 26, 2026

    8th Circ. Says Fed Must Rewrite Debit Swipe-Fee Cap

    The Eighth Circuit on Monday struck down the Federal Reserve's regulatory cap on the swipe fees that larger banks may collect on debit-card transactions, handing a major victory to merchants that have long argued this cap was set too high.

  • October 23, 2026

    9th Circ. Blocks Trump's Calif. National Guard Deployment

    A split Ninth Circuit panel on Friday upheld a lower court's preliminary injunction blocking President Donald Trump's deployment of the California National Guard in Los Angeles last year, finding that the president didn't have the authority to order the deployment, which violated the constitutional separation of powers.

  • October 23, 2026

    Feds Urged To Nix Bank Examiner Limits Over AI Cyber Risks

    The Senate Banking Committee's top Democrat called Friday for federal banking regulators to scrap recent policies that raise the bar for issuing and escalating supervisory criticism at banks, warning they could obstruct oversight needed to stay ahead of rising artifical intelligence-enabled risks.

  • October 23, 2026

    NY Gaming Commission Says Kalshi Is Defying Subpoenas

    Kalshi Inc. is unlawfully refusing to comply with subpoenas the New York State Gaming Commission needs to investigate the prediction market platform's potential violations of state gambling laws, the commission alleges, asking a state court in Manhattan to force the company to comply with the subpoena requests.

  • October 23, 2026

    Real Estate Recap: Data Centers Bans, Multifamily Woes

    Catch up on this past week's key developments by state from Law360 Real Estate Authority — including a look at states with data center bans on the ballot and one practice group leader's perspective on multifamily concerns ahead.

  • October 23, 2026

    5th Circ. Weighs Iowa Bid To Toss Charles Schwab Settlement

    A Fifth Circuit panel pushed Charles Schwab to explain why it should sign off on a settlement with investors resolving claims that its 2020 merger with TD Ameritrade created a monopoly, asking Friday how an agreed upon antitrust compliance program created value.

  • October 23, 2026

    NetChoice Seeks To Halt Calif. Social Media Warning Law

    Tech trade group NetChoice is pressing a California federal court to strike down a state law that will soon require social media platforms to display mental health warning labels, arguing that the mandate violates the "bedrock" constitutional prohibition on forcing services to "act as a mouthpiece" for the government.

  • October 23, 2026

    Senate Dem. Presses Tether Over Ties To Ex-White House Aide

    U.S. Sen. Richard Blumenthal, the leading Democrat on the Senate's Subcommittee on Investigations, is demanding records and information from Tether about the stablecoin issuer's relationship with former White House crypto aide Bo Hines, who is now the CEO of Tether's U.S. division.

  • October 23, 2026

    Employment Authority: High Court To Weigh Disparate Impact

    Law360 Employment Authority covers the biggest employment cases and trends. Catch up this week with coverage on why a legal case headed to the U.S. Supreme Court centering on disparate impact liability may have ripple effects in employment law, how Vermonters could enshrine a right to collective bargaining in the state's constitution, and why the Third Circuit has made it easier to strike hybrid wage and hour settlements. 

  • October 23, 2026

    Colo. Justices Asked To Hear Challenge To Amendment 87

    The man challenging the validity of signatures for a Colorado ballot initiative to raise taxes on the state's wealthiest residents appealed the dismissal of his lawsuit to the state's high court Thursday.

  • October 23, 2026

    5th Circ. Revives Facebook Users' Eyemart Wiretap Suit

    The Fifth Circuit on Friday revived a group of Facebook users' proposed class action accusing Eyemart Express LLC of disclosing their HIPAA-protected information to Meta without their consent, saying in a published opinion that Eyemart and a district court had read the statutory definition of individually identifiable health information too narrowly.

  • October 23, 2026

    SEC Fines Fund Adviser Over Outdated ID Theft Program

    The U.S. Securities and Exchange Commission levied a $175,000 fine against a New York-based investment adviser on Friday for failing to update its identity theft prevention procedures and for failing to submit some of its accounts to an outside auditor.

  • October 23, 2026

    Crypto.com Hires Ex-Western Union Global Compliance Head

    Crypto.com said it has appointed Western Union's former global head of compliance to serve as chief compliance officer, a move the crypto exchange said supports its global expansion and consumer access after its former CCO departed for Binance Holdings Ltd.

  • October 23, 2026

    TransDigm Can't Ax Ex-GC's Retaliation Suit, Ohio Court Says

    TransDigm Group cannot push to arbitration its former general counsel's lawsuit alleging that she was terminated in retaliation for reporting two instances of sexual harassment and antitrust compliance concerns at the aerospace company, an Ohio appeals court ruled, saying sexual harassment allegations are not subject to arbitration.

  • October 23, 2026

    NYC Hit With Class Action Over 'Kafkaesque' Seizure System

    New York City has been hit with a proposed class action in federal court, alleging that the New York Police Department regularly unconstitutionally seizes property, which can only be recovered in a "Kafkaesque Odyssey" and by navigating a "bureaucratic scavenger hunt, riddled with contradictory instructions, arbitrary requirements and dead ends."  

  • October 23, 2026

    Fla. AG Says Home Climate Risk Data Is Deceptive Practice

    Florida's attorney general sued a climate-risk modeler on Friday, claiming its data, which shows up on major real estate sites, deviates from official federal data and deceives homebuyers about the actual flood and fire risks of properties.

Expert Analysis

  • 2nd Circ. EFAA Ruling Shifts Employer Litigation Strategy

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    In Diaz-Roa v. Hermes Law, the Second Circuit recently held that, under the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act, employers can't carve out nonharassment claims and send them to arbitration, which has implications for discovery, litigation costs and resolution strategy in EFAA-covered disputes, say attorneys at Krevolin Horst.

  • The Future Of PCAOB Enforcement After Post-Jarkesy Win

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    While the Public Company Accounting Oversight Board recently defeated procedural and structural challenges to its enforcement program in D.C. federal court, it's unclear what claims and sanctions the PCAOB can bring against respondents — and whether it's interested in instituting disciplinary proceedings generally, says Mike Plotnick at King & Spalding.

  • DC Circ. Ruling Clarifies Standards For Buy America Waivers

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    The D.C. Circuit's recent decision to uphold a Federal Railroad Administration Buy America waiver offers clarifying guidance about assessing domestic availability, distinguishing manufacturing capabilities from future production plans and creating a well-supported administrative record, says Todd Overman at Bass Berry.

  • Uniting BSA, Sanctions Compliance As Treasury Targets Iran

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    WAIT FOR AUTHOR QUERY // The past 18 months of Treasury Department policies demonstrate expectations that financial institutions not merely obey sanctions against Iran, but also help expose how it moves money, making it essential that banks eliminate silos between their Bank Secrecy Act and sanctions compliance teams for an integrated response, says Jonathan Harrington at Bradley Arant.

  • Digging Into Dems' Letter On Subpoena Secrecy Demands

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    Lawmakers’ recent letter arguing that federal agencies’ use of boilerplate nondisclosure language in subpoenas pressures recipients into silence may lead to a significant overhaul of the current framework, but in the meantime, companies should review their rights and options, say attorneys at Crowell & Moring.

  • How Bank Lobby's Suit Tests OCC's Crypto Charter Powers

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    The Independent Community Bankers of America’s recent lawsuit challenging the Office of the Comptroller of the Currency’s ability to charter cryptocurrency companies marks another chapter in the struggle over the appropriate regulatory framework for digital assets, while raising a classic administrative law question at its most basic level, say attorneys at Ballard Spahr.

  • Bribery Verdict Offers Guide To Post-Pause FCPA Priorities

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    A former Goldman Sachs investment banker's recent Foreign Corrupt Practices Act conviction offers insights into how the U.S. Department of Justice is applying its FCPA guidelines following the Trump administration's 2025 pause on enforcement, and illustrates the importance of a company’s escalation procedures and follow-through, say attorneys at Debevoise.

  • 3 Steps To Mitigate The Cyber Risks From Employee AI Use

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    Recent data showing a doubling in breaches tied to employee use of unapproved AI tools demonstrates a convergence of cybersecurity risk, data privacy exposure and legal liability that workplace policies don't often address, but business leaders can get ahead of these risks, say attorneys at Ogletree.

  • New Calif. Law Ties Finance Contracts To State Licensing

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    Under a California law taking effect in 2028, commercial financing licensing requirements have been substantially expanded — meaning that fintechs relying on limited regulatory enforcement will face risk from their own borrowers, who could use licensing failures to resist repayment, say attorneys at Husch Blackwell.

  • How Viral Accusations Can Test Employers' Discipline Policies

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    The employment fallout that appears to have followed a former Cornell University student's sexual assault lawsuit against seven fraternity members underscores that although employers often have freedom to fire employees over accusations, they must still make a defensible decision, says Michael Elkins at MLE Law.

  • How FCC Robocall Rules Reshape TCPA Opt-Out Compliance

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    The Federal Communications Commission's recent changes to its Telephone Consumer Protection Act rules may simplify how businesses process consumer opt outs for robocalls and robotexts, but they also introduce nuances to the opt-out process that may be challenging to operationalize, say attorneys at Hunton.

  • How NRC's New Rules Alter Foreign-Financed Reactor Deals

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    New Nuclear Regulatory Commission rules for reactor licensing open U.S. nuclear projects to foreign capital, presenting new considerations for structuring governance, diligence and approvals to secure and maintain eligibility, says J. Brin Gibson at Spencer Fane.

  • Managing Employer Risk Under Calif.'s No Robo Bosses Law

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    California's No Robo Bosses Act marks the state's first statutory limit on using artificial intelligence in employee discipline and termination decisions, creating exposure for employers through its corroboration and notice requirements, burden-shifting framework, and potential reach under the Private Attorneys General Act, say attorneys at Reed Smith.

  • IRS Rule May Put Private Schools' Exempt Status At Risk

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    In light of recently proposed Treasury regulations that would narrow the options for diversifying student communities, private schools should reexamine how race enters their admissions, financial aid and student programs or risk losing tax-exempt status, say attorneys at Atkinson Andelson.

  • AG Watch: Minnesota Takes Action To Secure Child Safety

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    Minnesota Attorney General Keith Ellison has built one of the most aggressive and structurally coherent child protection enforcement programs in the country, targeting consumer-facing sectors that his office has concluded prey on minors, such as tobacco and nicotine, social media platforms, and artificial intelligence, say attorneys at Crowell & Moring.

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