Compliance
Compliance Law360 provides cutting-edge news and analysis of interest to corporate compliance officers and the lawyers and consultants who advise them. From real-time information and data on regulation and enforcement to incisive features on the increasing demands facing chief compliance officers in today’s world, the wire aims to be a one-stop shop for CCOs looking to stay abreast with a complex world.
Sign up for a 7-day FREE trial today!
Latest News in Compliance
-
January 18, 2019
Pa. Gambling Board Urges Caution After DOJ Wire Act Opinion
The Pennsylvania Gaming Control Board on Friday urged operators in the state seeking to set up mobile and online platforms to be cautious after the U.S. Department of Justice earlier the week issued an opinion finding the Wire Act, which prohibits placing wagers across state lines, applies beyond sports betting.
-
January 18, 2019
Arent Fox Nabs Ex-CFPB Enforcement Pro In San Francisco
A former Consumer Financial Protection Bureau enforcement attorney and go-to expert for financial services litigation has joined Arent Fox LLP's complex litigation practice as a partner at the firm's San Francisco office, the firm said.
-
January 18, 2019
Privacy Hawk Hits Tech Firms With Fresh GDPR Complaints
Austrian privacy lawyer Max Schrems on Friday hit eight companies — including Apple, Amazon and Netflix — with complaints claiming they have breached the EU's General Data Protection Regulation by failing to give users adequate access to data.
-
January 18, 2019
Bipartisan House Bill Seeks Stricter SEC Insider Trading Rules
A new bipartisan bill introduced by House Committee on Financial Services leadership on Friday seeks to curb insider trading by calling for the U.S. Securities and Exchange Commission to explore amendments to its corporate insider rule.
-
January 18, 2019
White & Case Adds Former Justice Dept. Head, Gaming GC
White & Case LLP has beefed up it governance, disputes, sanctions and antitrust practices with the addition of an O'Melveny & Myers LLP former partner whose varied career includes being a presidential appointee supervising all Justice Department financial prosecutions and serving as general counsel to two different public gaming companies.
Areas of Coverage
- AGENCIES
- U.S. Securities and Exchange Commission
- U.S. Department of Justice
- Financial Industry Regulatory Authority
- Consumer Financial Protection Bureau
- Office of the Comptroller of the Currency
- Environmental Protection Agency
- Food & Drug Administration
- U.S. Department of Labor
- POLICY & REGULATION
- Financial services
- Healthcare
- Environmental
- Cybersecurity
- Employment
- Coverage will include policy proposals and lobbying efforts
- ENFORCEMENT
- Actions alleging systemic breakdowns of compliance controls
- Novel and first-of-their-kind claims
- Compliance officer liability
- Fraud investigations and actions
- Insider trading
- Money laundering
- Enforcement actions related to corporate whistleblowers
- PROFILES
- Personnel moves
- Profiles of chief compliance officers
Readership
- Chief compliance officers at Fortune 1000 companies
- Attorneys who advise CCOs
- Consultants who provide compliance services to the private sector
- Regulatory officials
- Professors and students in law and business schools