Compliance
Compliance Law360 provides cutting-edge news and analysis of interest to corporate compliance officers and the lawyers and consultants who advise them. From real-time information and data on regulation and enforcement to incisive features on the increasing demands facing chief compliance officers in today’s world, the wire aims to be a one-stop shop for CCOs looking to stay abreast with a complex world.
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Latest News in Compliance
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May 20, 2019
Partnership Buyers, Beware IRS Withholding Proposal
New proposed treasury regulations, which would implement the Tax Cuts and Jobs Act's income tax withholding regime for transfers of foreign partnership interests, make several significant changes to earlier IRS guidance, say attorneys at Dentons.
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May 20, 2019
Ex-UBS Exec Tipped Pal To Elizabeth Arden Deal, Jury Hears
When Elizabeth Arden Inc. was looking for a potential buyer five years ago, a former UBS compliance officer with access to information about the possible acquisition was exchanging text messages with a trader friend who bought shares in the beauty products company, a London jury heard Monday.
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May 20, 2019
Fla. Health Agency Owner Gets 2½ Years For Medicare Fraud
The owner of a shuttered Miami home health care agency will head to prison for two and a half years after being sentenced Monday for his role in a fraud scheme that caused Medicare to pay nearly $1 million in claims for services that were never provided.
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May 20, 2019
Anadarko Insider Culprits May Soon Be Outed, NY Judge Told
Securities regulators told a Manhattan federal judge Monday that they may soon identify two traders, one possibly in an oversees British territory and one possibly in Russia, who flipped a shady $2.5 million profit on Anadarko Petroleum ahead of an acquisition bid by Chevron.
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May 20, 2019
Directors Must Heed SEC On Cybersecurity And Social Media
The U.S. Securities and Exchange Commission has made clear that it expects companies to take action to avoid and remediate cybersecurity breaches, and to carefully review information disclosed via social media. But many officers and directors remain underprepared for SEC enforcement in these areas, say attorneys at Vinson & Elkins.
Areas of Coverage
- AGENCIES
- U.S. Securities and Exchange Commission
- U.S. Department of Justice
- Financial Industry Regulatory Authority
- Consumer Financial Protection Bureau
- Office of the Comptroller of the Currency
- Environmental Protection Agency
- Food & Drug Administration
- U.S. Department of Labor
- POLICY & REGULATION
- Financial services
- Healthcare
- Environmental
- Cybersecurity
- Employment
- Coverage will include policy proposals and lobbying efforts
- ENFORCEMENT
- Actions alleging systemic breakdowns of compliance controls
- Novel and first-of-their-kind claims
- Compliance officer liability
- Fraud investigations and actions
- Insider trading
- Money laundering
- Enforcement actions related to corporate whistleblowers
- PROFILES
- Personnel moves
- Profiles of chief compliance officers
Readership
- Chief compliance officers at Fortune 1000 companies
- Attorneys who advise CCOs
- Consultants who provide compliance services to the private sector
- Regulatory officials
- Professors and students in law and business schools