Compliance

Compliance Law360 provides cutting-edge news and analysis of interest to corporate compliance officers and the lawyers and consultants who advise them. From real-time information and data on regulation and enforcement to incisive features on the increasing demands facing chief compliance officers in today’s world, the wire aims to be a one-stop shop for CCOs looking to stay abreast with a complex world.



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Latest News in Compliance

  • June 17, 2026

    Kentucky AG Says Kalshi And Polymarket Offerings Are Illegal

    Kentucky's attorney general on Wednesday lodged three lawsuits accusing prediction market platforms Kalshi and Polymarket, and online casino platform VGW, of violating the state's consumer protection and gambling laws by offering unlicensed sports wagering in the state, and running illegal and addictive sweepstakes casino websites.

  • June 17, 2026

    Calif., Ore. Cities Likely To Win Block On Federal Grant Limits

    A California federal judge said Wednesday he's inclined to block at least three federal agencies from conditioning certain grants to California and Oregon municipalities on compliance with Trump administration priorities — including immigration enforcement and anti-diversity, equity and inclusion restrictions — saying they'd established harm when it comes to grants for which they'd applied.

  • June 17, 2026

    FTX Exec's Wife Must Face Campaign Finance Charges

    A New York federal judge Wednesday refused to throw out an indictment accusing crypto lobbyist Michelle Bond of campaign finance crimes, rejecting her argument that prosecutors previously promised her husband, a former FTX executive, that his guilty plea would mean she's in the clear.

  • June 17, 2026

    OCC Warns Charter Hopefuls Against Incomplete Applications

    The Office of the Comptroller of the Currency said Wednesday that it will send back incomplete regulatory applications without a review and will start publishing its denial decisions, putting bank charter hopefuls and other corporate filers on notice.

  • June 17, 2026

    FINRA Expels NY Firm, Bars Founders Over Churning Scheme

    The Financial Industry Regulatory Authority on Wednesday expelled a New York broker-dealer and its co-founders and fined the firm's chief compliance officer over claims that the founders churned and excessively traded customer accounts, harming customers while generating millions in revenue for the firm.

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