Enforcement Numbers Offer Insight Into FCA Priorities

Law360 (October 13, 2020, 4:42 PM EDT) -- The Financial Conduct Authority has recently published enforcement data[1] as part of its annual report and accounts[2] on enforcement action it has taken during 2019-2020.

In past years, these reports have been useful to highlight changes of approach or FCA priorities but this year's data shows only limited variance from 2018-2019, with the number of cases and overall levels of financial penalties remaining largely unchanged. We have summarized some of the more interesting data from the report below.

Enforcement Areas of Focus

The number of open cases as of March 31, 646, remains virtually the same as a year earlier, 647....

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