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INSTITUTIONAL SHAREHOLDER SERVICES INC. v. SECURITIES AND EXCHANGE COMMISSION et al
Case Number:
1:19-cv-03275
Court:
Nature of Suit:
Administrative Procedure Act/Review or Appeal of Agency Decision
Judge:
Firms
Companies
Government Agencies
Sectors & Industries:
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February 26, 2024
Proxy Advice Is Not Solicitation, DC Judge Rules In SEC Case
A D.C. federal judge tossed U.S. Securities and Exchange Commission regulations that define voting advice from proxy advisory firms as solicitation under agency rules, granting a win to one such firm following years of on-and-off litigation.
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October 31, 2019
New SEC Guidance Is 'Arbitrary,' Proxy Advisory Firm Says
A leading proxy advisory firm filed a lawsuit Thursday challenging U.S. Securities and Exchange Commission guidance issued earlier this year that could subject proxy advisory firms to tighter regulatory scrutiny, claiming it is "arbitrary and capricious" and was improperly implemented.