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June 01, 2021

Securities & Exchange Commission v. Couture

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Case Number:

4:21-cv-10908

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

Margaret R. Guzman

Firms

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. June 02, 2021

    Adviser Takes Plea Deal In $3M Scheme, Faces SEC Action

    A Massachusetts-based investment adviser has pled guilty to federal criminal charges in a nearly $3 million scheme to defraud investors, taking a deal with prosecutors that requires up to 7½ years in prison, restitution and a fine, according to authorities and federal court filings.

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