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September 30, 2022

Securities and Exchange Commission v. Moraes

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Case Number:

1:22-cv-08343

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Ronnie Abrams

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. October 28, 2022

    Judge Rips 'No-Deny' Deals: 'What Is The SEC So Afraid Of?'

    A Manhattan federal judge on Friday slammed the U.S. Securities and Exchange Commission's frequent use of "no-admit, no-deny" settlements, calling the latter provision an unfair government restraint on speech.

Parties

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