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October 12, 2022
Scottsdale Capital Advisors Corporation et al
Case Number:
8:22-cv-02347
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Judge:
Firms
Companies
- Alpine Securities Corp.
- Financial Industry Regulatory Authority Inc.
- Scottsdale Capital Advisors Corp.
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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October 14, 2022
Microcap Dealer Files 4th Shot At Taking Down FINRA
An Arizona microcap dealer that lost three previous court battles with the Financial Industry Regulatory Authority has filed yet another lawsuit against the organization in Florida federal court, this time tapping a lawyer who has experience representing famous clients in high-profile cases, to argue that FINRA acts unconstitutionally in its oversight of the broker-dealer space.
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