July 24, 2025
A New Jersey attorney and a California man will pay the U.S. Securities and Exchange Commission a total of $134,000 as part of agreements to resolve the regulator's allegations they helped bilk an older couple out of over $150,000 through a so-called prime bank scheme.
January 19, 2023
The U.S. Securities and Exchange Commission on Thursday accused a practicing New Jersey attorney and a disbarred Florida attorney of scamming an older couple out of $150,000 of their retirement funds, according to a complaint filed in California federal court.