October 06, 2026

Securities and Exchange Commission v. Caris et al

Track this case

Case Number:

3:26-cv-05714

Court:

California Southern

Nature of Suit:

850 Securities/Commodities

Judge:

Judge Todd W. Robinson

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. October 07, 2026

    SEC Says Adviser Cherry-Picked Best Trades For His Account

    The U.S. Securities and Exchange Commission accused a California investment adviser of a cherry-picking scheme that allocated profitable block trades to his personal account while assigning losing trades to his clients.


Parties

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