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October 29, 2026

Securities and Exchange Commission v. Urich

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Case Number:

6:26-cv-05267

Court:

South Carolina

Nature of Suit:

Securities/Commodities

Judge:

Jacquelyn D Austin

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. November 02, 2026

    SEC Says Rep Broke Fiduciary Duty With ETF Sales To Elderly

    The U.S. Securities and Exchange Commission announced it has settled claims against an investment adviser and its former representative it accused of facilitating trades that were unsuitable for their clients' investment objectives.

Parties

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