Complaint | Filed: August 22, 2011
| Entered: August 23, 2011
Zazzali v. AFA Financial Group et al
Securities/Commodities | Delaware
Complaint
COMPLAINT filed with Jury Demand against AFA Financial Group, AFA Financial Group Parent Corporation, AIG Financial Advisors Inc., AIG Financial Advisors Inc. Parent Corporation, Ameritas Investment Corp., Ameritas Investment Corp. Parent Corp., Aria Asset Mgmt LLC, Aria Asset Mgmt LLC Parent Corp., Asset Planning Solutions, Asset Planning Solutions Parent Corp., Beneficial Investment Services Inc., Beneficial Investment Services Inc. Parent Corp., Broker Dealer Financial Services Corp., Broker Dealer Financial Services Parent Corp., Centara Capital Securities Inc., Centara Capital Securities Inc. Parent Corp., Clark Wealth Strategies Inc., Clark Wealth Strategies Inc. Parent Corp., Commonwealth Financial Network, Commonwealth Financial Network Parent Corp., Concord Equity Group LLC, Concord Equity Group LLC Parent Corp., Crown Capital Securities LLC, Crown Capital Securities LLC Parent Corp., E-Planning, E-Planning Parent Corp., FSC Securities Corp., FSC Securities Corp. Parent Corp., Financial Advisors Services, Financial Advisors Services Parent Corp., Financial Advisors of America LLC, Financial Advisors of America LLC Parent Corp., Financial Telesis Inc., Financial Telesis Inc. Parent Corp., First Financial Equity Corp., First Financial Equity Parent Corp., GWR Investments, GWR Investments Parent Corp., Gebhart & Associates Inc., Gebhart & Associates Parent Corp., Geneos Wealth Mgmnt, Geneos Wealth Mgmnt Parent Corp., Global Brokerage Services, Global Brokerage Services Parent Corp., Greystone Securities Corp., Greystone Securities Corp. Parent Corp., Halpern Capital, Halpern Capital Parent Corp., Harbor Financial Services, Harbor Financial Services Parent Corp., Investacorp Inc., Investacorp Inc. Parent Corp., Investor's Capital Corp., Investor's Capital Corp. Parent Corp., John Doe 1-500, Pacific West Securities Inc., Pacific West Securities Inc. Parent Corp., Pension Planners Securities Inc., Pension Planners Securities Inc. Parent Corp., Primex, Primex Parent Corp., Sawtooth Securities, Sawtooth Securities Parent Corp., Securities America Inc., Securities America Inc. Parent Corp., Sentra Securities, Sentra Securities Parent Corp., Spelman & Company, Spelman & Company Parent Corp., Strategic Financial, Strategic Financial Parent Corp., Summit Brokerage Services, Summit Brokerage Services Parent Corp., Triad Advisors Inc., Triad Advisors Inc. Parent Corp., UBS Financial Services Inc., UBS Financial Services Inc. Parent Corp., United Equity Services, United Equity Services Parent Corp., VSR Financial Services Inc., VSR Financial Services Inc. Parent Corp., WFP Securities Inc., WFP Securities Inc. Parent Corp., Wales Investment Inc., Wales Investments Inc. Parent Corp., Wallstreet E-Financial, Wallstreet E-Financial Parent Corp., Waterstone Financial, Waterstone Financial Parent Corp., Waveland Capital Partners LLC, Waveland Capital Partners LLC Parent Corp., Welton Street Investments LLC, Welton Street Investments LLC Parent Corp., White Pacific Securities, White Pacific Securities Parent Corp., Wilson Davis, Wilson Davis Parent Corp., Woodbury Financial Services Inc., Woodbury Financial Services Parent Corp., Workman Securities Corp., Workman Securities Corp. Parent Corp. - Magistrate Consent Notice to Pltf. ( Filing fee $ 350, receipt number 0311-935197.) - filed by James R. Zazzali. (Attachments: # 1 Complaint (Part 2), # 2 Complaint (Part 3), # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Civil Cover Sheet)(ksr)