Case Activity (353)

1. Order | Filed: August 14, 2024 U.S. Securities and Exchange Commission v. SAExploration Holdings, Inc. et al

   Securities/Commodities | New York Southern

   Order

   FINAL JUDGMENT AS TO DEFENDANT MICHAEL J. SCOTT: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the &q uot;Exchange Act") [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. § 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities excha nge, in connection with the purchase or sale of any security: As further set forth in this Order. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement of $219,940, plus $41,763 in prejudgment in terest, for a total of $261,703, representing ill-gotten gains as a result of the conduct alleged in the Complaint. As further set forth in this Order. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdi ction of this matter for the purposes of enforcing the terms of this Final Judgment. There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. (Signed by Judge Paul G. Gardephe on 8/14/2024) Michael J. S cott terminated. (ks) Transmission to Finance Unit (Cashiers) for processing.

2. Order | Filed: August 14, 2024 U.S. Securities and Exchange Commission v. SAExploration Holdings, Inc. et al

   Securities/Commodities | New York Southern

   Order

   MEMO ENDORSEMENT granting 153 Motion to Approve Consent Judgment; granting 155 Motion to Adjourn Conference. ENDORSEMENT: The Application is granted. The August 15, 2024 status conference is adjourned sine die. The Clerk of Court is directed to close this case. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/14/2024) (ks)

3. 351 additional result(s)