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Securities/Commodities | New York Southern
Order
ORDER GRANTING DEFENDANTS' MOTIONS TO MODIFY FINAL JUDGMENT 125 Motion. It is hereby ORDERED that Defendants' motions to modify final judgment and enter amended final judgment terminating injunctive relief undertakings (No. 03-cv-2942, E CF No. 136; No. 04-cv-6910, ECF No. 125) are GRANTED; The October 31, 2003, final judgment order in No. 03-cv-2942 (ECF No. 10) is amended to strike Section XII, which had required compliance with certain undertakings; The September 27, 2004, final j udgment order in No. 04-cv-6910 (ECF No. 4) is amended to strike Section XII, which had required compliance with certain undertakings; and The Clerk of the Court is respectfully directed to file copies of this Order and terminate any open motions in the above-captioned cases: (1) Securities and Exchange Commission v. U.S. Bancorp Piper Jaffray Inc., 03-cv-2942; (2) Securities and Exchange Commission v. Thomas Weisel Partners LLC, 04-cv-6910. (Signed by Judge Jennifer L. Rochon on 12/8/2025) (ar)
Letter
LETTER addressed to Judge Jennifer L. Rochon from Abby F. Rudzin dated December 5, 2025 re: motion to modify final judgment. Document filed by Thomas Weisel Partners LLC. (Attachments: # 1 Exhibit A - Judgment in 03-cv-2942, # 2 Exhibit B - Judgment in 04-cv-6910, # 3 Exhibit C - Proposed Order).(Rudzin, Abby)
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