By Marina Reason and Chris Hurn ( November 27, 2023, 12:03 PM GMT) -- The U.K. Financial Conduct Authority overhauled its rules for firms promoting high-risk investments to retail clients in August 2022,[1] with the changes coming into effect in phases on Dec. 1, 2022, and Feb. 1 this year. With a focus on how the rules are bedding down, the FCA revealed the results of its second review into firms' compliance with the rules in a statement issued on Sept. 27, "Financial Promotions for high-risk investments."[2]...
Law360 is on it, so you are, too.
A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.
A Law360 subscription includes features such as
- Daily newsletters
- Expert analysis
- Mobile app
- Advanced search
- Judge information
- Real-time alerts
- 450K+ searchable archived articles
And more!
Experience Law360 today with a free 7-day trial.