Case Activity (2040)

1. Order | Filed: December 13, 2024 Securities and Exchange Commission v. O'Hara et al

   Securities/Commodities | New York Southern

   Order

   FINAL JUDGMENT AS TO DEFENDANT JEROME O'HARA: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant ispermanently restrained and enjoined from violating, directly or indirectly, Section l0(b) of theSecurities Exchange Act of 1934 (the &quot ;Exchange Act") [15 U.S.C. § 78j(b)] and Rule lOb-5promulgated thereunder [17 C.F.R. § 240.l0b-5], by using any means or instrumentality ofinterstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: and further set forth in this Order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is liable for disgorgement and prejudgment interest of disgorgement and prejudgment interest tota ling $1,850,265. This disgorgement and prejudgment interest shall be deemed satisfied by the $19.7 billion in restitution ordered against Defendant in United States v. O'Hara et al., 10 Cr. 228 (S.D.N.Y.) (LTS) and the forfeiture order entered in that action. Jerome O'Hara terminated. (Signed by Judge Louis L. Stanton on 12/13/2024) (rro)

2. Order | Filed: December 13, 2024 Securities and Exchange Commission v. O'Hara et al

   Securities/Commodities | New York Southern

   Order

   FINAL JUDGMENT AS TO DEFENDANT GEORGE PEREZThe Securities and Exchange Commission having filed a Complaint and DefendantGeorge Perez having entered a general appearance; consented to the Court's jurisdiction overDefendant and the subject matter of this action; consented to entry of this Final Judgment;waived findings of fact and conclusions of law; and waived any right to appeal from this FinalJudgment: and further set forth in this Order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that D efendant isliable for disgorgement and prejudgment interest totaling $622,685. This disgorgement andprejudgment interest shall be deemed satisfied by the $19. 7 billion of restitution ordered againstDefendant in United States v. O'Hara et al., 10 Cr. 228 (S.D.N.Y.) (LTS) and the forfeiture orderentered in that action. George Perez terminated. (Signed by Judge Louis L. Stanton on 12/13/2024) (rro)

3. 2038 additional result(s)