7 Questions For TP ICAP’s European Compliance Chief

Law360, London (September 27, 2019, 4:36 PM BST) -- After nearly two years running compliance at interdealer broker TP ICAP, Andrew Hutt has no doubt that the combination of technological developments and Europe's massive overhaul of its securities rulebook has changed the role of compliance in the finance sector.

Hutt became the broker's head of compliance for Europe, Middle East and Africa in October 2017, just as the company was completing its preparations for the revised Market in Financial Instruments Directive, known as MiFID II.

Wide-ranging regulations such as MiFID II have upended compliance in the financial sector, leading to a drastic increase in reporting, Hutt said. There is now...

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