Compliance

  • November 04, 2026

    Fintechs Prepare For Blue Wave's Flood Of Investigations

    Democrats rode Tuesday night's blue wave to take control of both chambers of Congress, scuttling the legislative hopes of a crypto industry that's now battening down the hatches for a flood of investigations into its ties to the Trump administration, consumer protection and financial crime.

  • November 04, 2026

    Attys Consider Corporate Implications Of Blue Texas

    Texas attorneys have already started weighing new strategies in the wake of Texas' historic blue shift, led by a new attorney general and a new governor who have pledged to bring more industry regulation and consumer protections to the Lone Star State.

  • November 04, 2026

    OCC Maps Out How Its Examiners Will Review Banks' AI Use

    The use of artificial intelligence at banks to conduct payments, decide loan applications or perform other high-stakes activities autonomously could face closer examiner scrutiny under a new supervisory framework issued Wednesday by the Office of the Comptroller of the Currency.

  • November 04, 2026

    Strand Bookstore To Pay $1.5 Million Over Improper PPP Loan

    New York's Strand Bookstore has agreed to pay nearly $1.5 million to resolve claims that it improperly applied for and received a Paycheck Protection Program loan that it was not eligible for, while under the control of the wife of U.S. Sen. Ron Wyden, D-Ore.

  • November 04, 2026

    NY Judge Won't Block State Ban On Local ICE Agreements

    A New York federal court declined to block a new state law barring local law enforcement from reaching voluntary agreements with the federal government to assist in immigration enforcement, finding that a group of sheriffs likely lack the capacity to sue.

  • November 04, 2026

    Senate Permitting Bill May Sink Beneath Blue Wave

    The chances of Congress passing legislation aimed at speeding permits for infrastructure projects plummeted as Democrats seized control of Capitol Hill in Tuesday's elections, and any related bill introduced in 2027 could look a lot different than the current version.

  • November 04, 2026

    Wash. Justices Won't Hear Concrete Co.'s $649K Wage Appeal

    Washington's highest court declined to review a concrete company's challenge to a state agency's finding that it underpaid workers who used radar and X-ray imaging to scan concrete on a Seattle-area light rail bridge project, leaving the company on the hook for nearly $649,000 in unpaid wages and interest.

  • November 04, 2026

    Judge Says CFTC Likely Overstepped On Stock Perpetuals

    A New York federal judge said the U.S. Commodity Futures Trading Commission likely exceeded its authority when it signed off on the trading of perpetual contracts tied to individual stocks, but stopped short of hitting it with a temporary restraining order in a suit brought by a special interest organization backed by Cboe Global Markets Inc.

  • November 04, 2026

    Ogletree Adds Ex-Amazon Employment Atty To Seattle Office

    A leading in-house employment attorney for Amazon has departed to join Ogletree Deakins' Seattle office, bringing expertise helping Fortune 50 companies navigate workforce challenges to the firm.

  • November 04, 2026

    AGs Say Taro's $200M MDL Deal Doesn't Bar Their Claims

    Dozens of state attorneys general urged a Connecticut federal judge Tuesday not to let Taro Pharmaceuticals block a swath of their price-fixing claims with a $200 million settlement it struck with plaintiffs in separate multidistrict litigation, arguing the claims and plaintiffs are too separate to bind one another.

  • November 04, 2026

    Ex-Utility Regulator's $2,500 Fine Suit Meets Skeptical Judge

    A Connecticut judge appeared skeptical Wednesday of former Public Utilities Regulatory Authority chair Marissa P. Gillett's bid to keep alive a lawsuit challenging a $2,500 open records commission fine, pushing Gillett's lawyer to concede that because the authority tendered payment, the ex-chairperson was no longer personally on the hook.

  • November 04, 2026

    7th Circ. Probes Milwaukee Tool's Forced-Labor Liability

    Seventh Circuit judges grappled Wednesday with whether a federal anti-trafficking law allows a former Chinese prisoner to sue Milwaukee Tool over allegations it sold gloves made with forced prison labor in China, questioning the international consequences of allowing private lawsuits over foreign conduct and probing whether the company's alleged profits from that labor in the United States are sufficient to keep the case alive.

  • November 04, 2026

    4 Argument Sessions For Benefits Attys To Watch In Nov.

    JPMorgan Chase & Co. will defend its win in a 401(k) forfeiture suit at the Ninth Circuit, Aetna will ask the Second Circuit to push a multiemployer health plan's suit into arbitration, and the Tenth Circuit hears from pharmacy benefit managers who want an opioid nuisance battle moved to federal court. Here, Law360 looks at four arguments that benefits attorneys may want to keep an eye on in November.

  • November 04, 2026

    1st Circ. Sees Mass. Promise To Robinhood As 'Cold Comfort'

    First Circuit judges on Wednesday appeared sympathetic to Robinhood's bid to have a federal court determine if Massachusetts can regulate prediction markets, with two judges calling the state's temporary promise not to sue the fintech platform "cold comfort." 

  • November 04, 2026

    ILC Cos. To Pay $13M To Resolve Cybersecurity Fraud Claims

    The U.S. Department of Justice has announced that defense and aerospace contractors ILC Dover LP and ILC Astrospace LLC will pay $13 million to resolve allegations that they violated the False Claims Act.

  • November 04, 2026

    State AGs Tell Congress $17B Meta Deal Didn't Go Far Enough

    A bipartisan coalition that includes nearly every state attorney general is urging Congress to pass legislation designed to further improve online protections for minors, just two months after a $17 billion multistate settlement was reached with Meta.

  • November 04, 2026

    9th Circ. Won't Rehear Kalshi's Nevada Sports Betting Fight

    The Ninth Circuit on Wednesday rejected Kalshi's request to rehear its dispute with the state of Nevada, following a panel decision that cleared the way for the state's gaming regulators to pursue the prediction market platform over its sports event contracts.

  • November 04, 2026

    Ex-Avangrid Atty Who Raised Bribery Concerns Fights Firing

    The chief compliance officer of an Avangrid unit lost his job because he cooperated with a federal regulator's audit and refused to downplay a bribery matter involving a Maine-based offshoot, according to a whistleblower lawsuit in Connecticut state court.

  • November 04, 2026

    SEC Classifies More Funds, Advisers As 'Small Entities'

    The U.S. Securities and Exchange Commission on Wednesday adopted regulations that designate more mutual funds and investment advisers as small entities in order to "eliminate unnecessary regulatory burdens," SEC Chairman Paul Atkins said.

  • November 04, 2026

    House Democrat Urges Labor Agencies To Preserve Records

    The top Democrat on the House Education and Workforce Committee urged the U.S. Department of Labor, the National Labor Relations Board and other federal agencies on Wednesday to preserve government records ahead of the next Congress, warning that officials who unlawfully destroy documents could face criminal penalties.

  • November 04, 2026

    States Ask DC Circ. To Revisit DOE Coal Plant Order Ruling

    A West Virginia-led coalition urged the full D.C. Circuit to revisit a panel ruling scrapping a U.S. Department of Energy order directing a retiring coal-fired power plant to remain open, arguing it improperly limited the department's powers "at a hard moment for the grid."

  • November 04, 2026

    AT&T Seeks OK To Suspend LA Services Amid Copper Theft

    AT&T has asked the Federal Communications Commission to again extend its emergency authorization to suspend phone services in parts of Los Angeles amid "repeated and pervasive" copper theft and vandalism incidents.

  • November 03, 2026

    Democrat Nathan Johnson Wins Race For Texas AG

    Democratic candidate Nathan Johnson beat his Republican opponent in the race for Texas attorney general on Tuesday, according to the Associated Press. 

  • November 03, 2026

    Lagunitas Sells Beer With Risky PFAS Levels, Suit Alleges

    The Lagunitas Brewing Co. has been hit with a proposed class action in California federal court that accuses the Heineken-owned brewery of failing to disclose that its beer contains forever chemicals at levels far beyond those the Environmental Protection Agency has found to pose risks to human health.

  • November 03, 2026

    Dems Interrogate McDonald's CEO On AI-Driven Pricing

    U.S. Sen. Elizabeth Warren, Rep. Becca Balint and other Democrats sent a letter to McDonald's CEO Chris Kempczinski, pressing him on the company's use of artificial intelligence-driven pricing recommendations and how it assesses potential harm to consumers and competition.

Expert Analysis

  • What To Expect From Calif.'s Incoming Health AI Laws

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    California's new statewide ground rules for artificial intelligence in clinical care, set to take effect on Jan. 1, reveal the Legislature's choice to regulate healthcare AI primarily though institutions, rather than direct product regulation, and providers should shape their compliance plans accordingly, say attorneys at Reed Smith.

  • Opinion

    The Invisible AI Danger That May Undermine Legal Profession

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    A public database tracking cases involving hallucinations generated by artificial intelligence recently surpassed 2,200 entries, but the bigger risk underlying attorneys’ use of such tools is that they will slowly surrender their judgment to AI and lose analytical skills, says Massachusetts District Court Associate Justice Brian Palmucci.

  • SEC's 'Innovation Exemption' Isn't A Substitute For Legislation

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    The U.S. Securities and Exchange Commission's recently announced innovation exemption, allowing trading in certain tokenized securities on permissioned on-chain trading platforms, is a temporary and conditional solution for a specific market model, not a general exemption for on-chain securities trading, says Niels Lemmers at Flow Traders.

  • How Cos. Using AI Agents Can Avoid Protected Data Incidents

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    For businesses whose deployed artificial intelligence agents could enter other companies' systems and steal protected data, deployers can take several steps before an incident to test the configured agent, such as limiting it to approved systems and destinations and requiring human escalation when tasks stall, says Steven Carlson at von Briesen & Roper.

  • Consistency Is Key In Pipeline Incident Investigations

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    A pipeline release that causes worker injury does not trigger one investigation, but five or more, running on different timetables, under different statutes, and new federal procedures may soon add more complexity — but companies must maintain one centralized record to ensure consistency throughout, say attorneys at Squire Patton.

  • DOL Association Health Plan Rule Could Cut Employer Costs

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    The U.S. Department of Labor's proposed rule would redefine who may act as an employer for purposes of sponsoring a group health plan under the Employee Retirement Income Security Act, potentially extending cost relief to many more businesses, says W. James Hamilton at Bose McKinney.

  • Courts Signal Higher FCRA Bar For Identity Theft Claims

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    Recent rulings adopting a heightened, "objectively and readily verifiable" inaccuracy standard may give credit furnishers stronger defenses to identity theft-related Fair Credit Reporting Act claims in the Ninth Circuit, while requiring them to continue documenting thorough dispute investigations, says Brian Kiolbasa at Ballard Spahr.

  • FDA Classification Setback Bodes Well For Wound Care Cos.

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    A Georgia federal court's recent decision in MiMedx v. U.S. Food and Drug Administration constrains the FDA's analytical framework for classifying certain wound care products as biological products, carrying important ramifications for manufacturers seeking to avoid heightened regulatory requirements, say attorneys at Hyman Phelps.

  • 10 Ways AI Labs Can Limit Antitrust Risks Of Safety Pacts

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    The OpenAI CEO’s recent call for artificial intelligence laboratories to collectively slow development to allow safety research to catch up invites antitrust scrutiny, but the risks to coordinating competitors can be managed by carefully structuring pacing agreements and layering their approach to compliance, say attorneys at Holland & Knight.

  • NLRB Ruling Allows Leeway On Disciplining Misconduct

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    The National Labor Relations Board's recent decision in Lion Elastomers gives employers more room to discipline employees for threatening and offensive conduct, even when it occurs during protected activity, renewing focus on employer motive, consistency and documentation, says Sarah Niemiroski at Shipman & Goodwin.

  • Logistics Update: Handling Iran War Supply Chain Limitations

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    The war in Iran is straining global logistics by introducing practical, commercial, legal and claims limitations for both operators and customers — so all supply chain participants must understand the resulting legal issues, and how to respond to them, says Jonathan Todd at Benesch.

  • How Banks Can Better Prepare For Wire Fraud Risks

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    Recent schemes serve as a reminder that banks can better limit liability for fraudulent wire transfers by documenting commercially reasonable security procedures, following them consistently, and addressing beneficiary name and account number discrepancies, says Shelli Clarkston at Spencer Fane.

  • Lessons For Cannabis Dispensaries From Web Tracking Suits

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    The trajectory of health-tracking litigation in Florida and elsewhere suggests that patient privacy claims will not disappear quickly, so dispensaries should audit their sites, tighten consent and align their disclosures with their actual practices, say attorneys at Buchanan Ingersoll.

  • FTC Highlights Path To Preserve Board Rights In A Rival Co.

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    The Federal Trade Commission's move to add key guardrails permitting firearms manufacturer Beretta to retain two directors as it takes a 25% stake in competitor Ruger illustrates how parties may maintain board rights in certain circumstances without running afoul of Section 8 of the Clayton Act, say attorneys at Davis Polk.

  • FINRA Disputes Highlight Timeliness In Arbitrator Bias Claims

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    Recent Financial Industry Regulatory Authority litigation over arbitrator neutrality shows that the strength of challenges depends not only on what counsel discovers, but also on how early it is uncovered and how concretely it can be demonstrated, says Dax White at White Law.

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