Capital Markets

  • February 02, 2026

    Broker-Dealer Fined $750K Over Text Message Recordkeeping

    Benjamin F. Edwards & Co. Inc. has agreed to a censure and $750,000 fine to settle the Financial Industry Regulatory Authority's allegations that the broker-dealer failed to properly supervise and preserve its employees' business-related text messages.

  • February 02, 2026

    Logan Paul Says CryptoZoo Buyers' Latest Complaint Fails

    YouTuber Logan Paul seeks to once again shed a lawsuit accusing him of using his CryptoZoo game project to conduct a so-called rug pull, arguing that the latest version of a suit filed in Texas federal court doesn't show he can be held liable for the entity's conduct.

  • February 02, 2026

    Nevada Judge Temporarily Halts Polymarket Sports Contracts

    A Nevada state judge issued a temporary restraining order prohibiting Polymarket from offering sports contracts in the state for two weeks, finding that the platform's offerings constitute "gaming" under state law.

  • February 02, 2026

    SEC Seeks Default Win Against Native Corp. In $3M Fraud Suit

    The U.S. Securities and Exchange Commission has asked a New York federal judge to grant it a default win against a purported Native American microcap company and its CEO accused of a $3.4 million fraud, saying the defendants have not responded to the lawsuit.

  • February 02, 2026

    SEC Ends Commonwealth Financial Suit After $93M Reversal

    The U.S. Securities and Exchange Commission says it has reached a deal to end a lawsuit accusing Commonwealth Financial Network of failing to disclose conflicts of interest, after the First Circuit overturned the agency's $93 million win against the Massachusetts-based financial firm.

  • February 02, 2026

    Catching Up With Delaware's Chancery Court

    A pair of new high-dollar suits in Delaware's Court of Chancery showed last week that post-deal stock appraisal suits still have legs, despite some efforts to reduce potential from deal-price gains challenges. The week ended with Delaware's justices nipping $100 million from the attorney fees owed by Tesla CEO Elon Musk from $176.2 million to roughly $70.9 million, rejecting part of a Court of Chancery fee calculation.

  • February 02, 2026

    DLA Piper Adds Ex-Cooley Atty To Lead N. Calif. Practice

    DLA Piper announced Monday that it has added the former global chair of Cooley LLP's digital health group to lead its Northern California corporate and securities practice and bolster its capacity to advise life sciences and technology companies on transactions and other matters.

  • February 02, 2026

    Oil Trader Wants Prison Date Delayed Over $1.7M Forfeiture

    A Connecticut oil trader convicted of violating the Foreign Corrupt Practices Act has asked to postpone his date to report to prison by two months, saying he "needs additional time to put his financial affairs in order" so he can pay a $1.7 million forfeiture plus an additional $300,000 fine.

  • February 02, 2026

    Chancery Keeps Coinbase Insider Trading Suit Alive

    The Delaware Chancery Court has refused to shut down a stockholder derivative suit accusing Coinbase Global Inc. insiders of reaping billions by selling shares ahead of a steep stock drop, concluding that the company's special litigation committee failed to meet Delaware's exacting independence standards.

  • February 02, 2026

    Latham, Gibson Dunn Steer Brookfield's $1.2B Peakstone Buy

    Private equity giant Brookfield Asset Management, advised by Gibson Dunn & Crutcher LLP, on Monday unveiled plans to acquire Latham & Watkins LLP-led Peakstone Realty Trust in a $1.2 billion take-private transaction.

  • January 30, 2026

    Tesla Gets Del. Justices To Cut $100M From Investor Atty Fees

    The Delaware Supreme Court on Friday handed Tesla a win, reducing by roughly $100 million the attorney fees awarded to shareholder counsel as part of an excessive director compensation suit settlement, rejecting the lower court's fee calculation.

  • January 30, 2026

    Litigation Funder Suit Against Janus Henderson Can Proceed

    A lawsuit that claims a Janus Henderson Group subsidiary schemed to take over a mass torts litigation funder can go forward, after a Delaware Chancery Court judge ruled the funder's case was compelling enough to survive a motion to dismiss.

  • January 30, 2026

    5th Circ. Gives Lumen Investors Another Shot In Lead Suit

    The Fifth Circuit determined Friday that a group of shareholders should get another chance to amend their proposed class action accusing Lumen Technologies Inc. of not disclosing potential liabilities related to its lead-wrapped cables, saying the lower court did not sufficiently explain why it would not allow them to amend their suit after dismissing it.

  • January 30, 2026

    SEC Appoints New PCAOB Chair, Board Members

    A new chairman and three new board members have been appointed to the Public Company Accounting Oversight Board, according to an announcement from the U.S. Securities and Exchange Commission on Friday.

  • January 30, 2026

    Short Seller Seeks Exit From Blockchain Co.'s Defamation Suit

    A short seller claimed an Illinois federal court lacks both subject-matter and personal jurisdiction to hear a defamation suit brought by a blockchain-focused artificial intelligence firm, saying the suit should be tossed because the parties and the allegations in the case have no meaningful connection to Illinois.

  • January 30, 2026

    Startup Founder Ran $37M 'Ponzi-Like' Scheme, SEC Says

    A Silicon Valley software startup owner faces U.S. Securities and Exchange Commission claims he defrauded at least 100 would-be investors as he raised $37 million, using their money to cover his and his company's expenses in a Ponzi-like scheme.

  • January 30, 2026

    Robbins Geller To Lead Dow Investors' Tariff-Impact Suit

    Robbins Geller Rudman & Dowd LLP will lead a proposed class of investors accusing raw materials supplier Dow Chemical Co. of overstating its ability to withstand economic uncertainty related to tariffs, according to an order signed Friday by a Michigan federal judge.

  • January 30, 2026

    Reed Smith Brings On Gibson Dunn In $102M Award Feud

    Reed Smith LLP has told a New York federal court that it has retained Gibson Dunn & Crutcher LLP to represent it in connection with a motion for sanctions, stemming from a dispute tied to a joint venture involving international shipping company Eletson Holdings.

  • January 30, 2026

    Mining SPAC's $270M IPO Starts Trading As 3 Firms Advise

    Shares of M‑EVO Global Acquisition Corp II began trading Friday after the blank check company priced an upsized $270 million initial public offering, selling 27 million units at $10 each, according to a company statement.

  • January 30, 2026

    Blackstone-Backed Liftoff Mobile Joins Growing IPO Pipeline

    Private equity-backed technology firm Liftoff Mobile has launched plans to raise an estimated $711 million in its initial public offering, joining a crowded pipeline of IPO prospects that are slated to go public during the first week of February.

  • January 30, 2026

    Warsh Clinches Trump's Nomination For Fed Chair

    President Donald Trump is nominating former Federal Reserve Gov. Kevin Warsh to lead the central bank as its next chairman, elevating a critic of the Fed's leadership as the White House pushes against its traditional independence.

  • January 29, 2026

    Robbins Geller To Lead CarMax Investors' Tariffs-Linked Suit

    Robbins Geller Rudman & Dowd LLP will represent a proposed class of CarMax Inc. investors in a suit accusing the used car retailer of mischaracterizing a bump in sales caused by consumers trying to get ahead of the Trump administration's tariffs as a sign of sustainable growth.

  • January 29, 2026

    Crypto Investor Says Cos. Can't Intervene In $40M Award Fight

    A cryptocurrency investor urged a Delaware federal court to stop two companies from joining an effort to vacate his $40 million arbitral award over an alleged bitcoin scheme, saying the companies' interests are already protected by involved parties.

  • January 29, 2026

    Ex-Synapse Compliance Chief Settles FINRA Supervisory Case

    The former chief compliance officer of a subsidiary of bankrupt fintech company Synapse has agreed to a $20,000 fine and yearlong suspension to settle the Financial Industry Regulatory Authority's allegations he failed to preserve certain books and records ahead of the firm's collapse.

  • January 29, 2026

    Luminar Sues Semiconductor Co. To Recover On $2.2M Loan

    Bankrupt self-driving vehicle technology developer Luminar Technologies has hit Next Semiconductor with a suit in Texas bankruptcy court alleging the chipmaker has defaulted on a $2.2 million loan while "wrongly" suggesting Luminar's Chapter 11 proceedings somehow exempt it from paying the debt. 

Expert Analysis

  • Why Foreign Cos. Should Prep For Increased SEC Oversight

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    With the recent trading suspensions of 10 foreign-based issuers listed on the Nasdaq, an enforcement action against a U.K. security-based swap dealer and the announcement of a cross-border task force, it's clear that the U.S. Securities and Exchange Commission will expand oversight on foreign companies participating in the U.S. capital markets, says Tejal Shah at Cooley.

  • How Nasdaq, SEC Proposals May Transform Listing Standards

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    Both Nasdaq and the U.S. Securities and Exchange Commission have increasingly focused their recent regulatory efforts on small and foreign issuers, particularly those from China, reflecting an intention to strengthen the overall quality of companies accessing U.S. markets, but also potentially introducing a chilling effect on certain issuers, say attorneys at Norton Rose.

  • Series

    Building With Lego Makes Me A Better Lawyer

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    Building with Lego has taught me to follow directions and adapt to unexpected challenges, and in pairing discipline with imagination, allows me to stay grounded while finding new ways to make complex deals come together, says Paul Levin at Venable.

  • How Banks Can Safely Handle Payments For Gambling Biz

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    As the betting market continues to expand, it's crucial for banks and fintechs to track historical developments in wagering and ongoing prediction markets litigation that can factor into a risk analysis for payment processing with respect to gambling operators, says Laura D'Angelo at Jones Walker.

  • SEC Focused On Fraud As Actions Markedly Declined In 2025

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    The U.S. Securities and Exchange Commission's enforcement activity in its fiscal year 2025 was its lowest in 10 years, reflecting not only a significant decline in the commission's workforce, but also Chairman Paul Atkins' stated focus on fraud and individual wrongdoing and a new approach to crypto regulation, say attorneys at Covington.

  • Series

    Law School's Missed Lessons: Networking 101

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    Cultivating a network isn't part of the law school curriculum, but learning the soft skills needed to do so may be the key to establishing a solid professional reputation, nurturing client relationships and building business, says Sharon Crane at Practising Law Institute.

  • Defeating Estoppel-Based Claims In Legal Malpractice Actions

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    State supreme court cases from recent years have addressed whether positions taken by attorneys in an underlying lawsuit can be used against them in a subsequent legal malpractice action, providing a foundation to defeat ex-clients’ estoppel claims, says Christopher Blazejewski at Sherin and Lodgen.

  • A Look At State AGs' Focus On Earned Wage Products

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    Earned wage products have emerged as a rapidly growing segment of the consumer finance market, but recent state enforcement actions against MoneyLion, DailyPay and EarnIn will likely have an effect on whether such products can continue operating under current business models, say attorneys at Quinn Emanuel.

  • Digital Asset Treasury Trend Signals Wider Crypto Embrace

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    While digital asset treasuries are not new for U.S. public companies, the recent velocity of capital deployment in such investments has been notable, signaling a transformation in corporate treasury management that blurs the lines between traditional finance and the broader crypto ecosystem, say attorneys at DLA Piper.

  • Series

    The Biz Court Digest: How It Works In Massachusetts

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    Since its founding in 2000, the Massachusetts Business Litigation Session's expertise, procedural flexibility and litigant-friendly case management practices have contributed to the development of a robust body of commercial jurisprudence, say James Donnelly at Mirick O’Connell, Felicia Ellsworth at WilmerHale and Lisa Wood at Foley Hoag.

  • How The SEC May Overhaul Its Order Protection Rule

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    Attorneys at Skadden trace the evolution of the controversial Rule 611 of Regulation National Market System, examine the current debate surrounding its effectiveness, and consider how the U.S. Securities and Exchange Commission's emerging Project Crypto initiative could reshape Regulation NMS for a tokenized, on-chain market environment.

  • Why Appellees Should Write Their Answering Brief First

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    Though counterintuitive, appellees should consider writing their answering briefs before they’ve ever seen their opponent’s opening brief, as this practice confers numerous benefits related to argument structure, time pressures and workflow, says Joshua Sohn at the U.S. Department of Justice.

  • Questions To Ask Your Client When Fraud Taints Financing

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    As elevated risk levels yield fertile conditions for fraud in financing transactions, asking corporate clients the right investigative questions can help create an action plan, bring parties together and help clients successfully survive any scam, says Mark Kirsons at Morgan Lewis.

  • Series

    Mindfulness Meditation Makes Me A Better Lawyer

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    Mindful meditation enables me to drop the ego, and in helping me to keep sight of what’s important, permits me to learn from the other side and become a reliable counselor, says Roy Wyman at Bass Berry.

  • AI Litigation Tools Can Enhance Case Assessment, Strategy

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    Civil litigators can use artificial intelligence tools to strengthen case assessment and aid in early strategy development, as long as they address the risks and ethical considerations that accompany these uses, say attorneys at Barnes & Thornburg.

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