Corporate Crime & Compliance UK

  • March 12, 2026

    BHP Says Judge Used Wrong Test In £36B Dam Disaster Claim

    Mining company BHP asked a court on Thursday for permission to challenge findings that it is liable for a £36 billion ($48 billion) claim over a dam collapse in Brazil, arguing that the judge who found it responsible for the disaster had applied the wrong test.

  • March 12, 2026

    Ex-Deutsche Bankers Suing For £600M Over Italian Probe

    Four former senior Deutsche Bank traders are suing the lender for upward of £600 million ($803 million) in London after they were convicted, but subsequently acquitted, of aiding false accounting and market manipulation in one of Italy's biggest financial scandals.

  • March 11, 2026

    FCA Warrant Against Lawyer In Fraud Probe Found Unlawful

    A London court has quashed a search warrant obtained by the Financial Conduct Authority against a barrister under criminal investigation for fraud and criticized the watchdog for making highly prejudicial allegations against him before a judge.

  • March 11, 2026

    Ex-Fund CEO Says Odey Fired Him To Halt Misconduct Probe

    A former chief executive of Crispin Odey's hedge fund told a London tribunal on Wednesday that the financier had fired him to stop a second internal probe into sexual misconduct allegations.

  • March 11, 2026

    Regional Firm PM Law Faces Fraud Probe After Collapse

    PM Law has entered into voluntary liquidation with a shortfall in assets approaching £3.6 million ($4.8 million) amid a police investigation into potential fraud at the Yorkshire firm, documents published by Companies House show.

  • March 11, 2026

    Revolut Says BoE Has Lifted Banking License Restrictions

    Revolut said Wednesday that the Bank of England has lifted restrictions on its banking license, approving its launch as a fully licensed lender in the U.K.

  • March 11, 2026

    Pensions Sector Told To Protect Against Impersonation Fraud

    Britain's retirement savings watchdog said Wednesday that the pensions industry must take immediate action to protect savers amid a reported rise in impersonation fraud.

  • March 11, 2026

    £180M Bitcoin Theft Case Cut Down Over Property Rights

    A man who claims that his estranged wife stole up to £180 million ($241 million) of his bitcoin has had his civil case against her trimmed after a court ruled that property rights that traditionally apply only to physical objects cannot be used for cryptocurrencies.

  • March 11, 2026

    OFSI Details Sanctions Enforcement Strategy In New Guide

    Britain's sanctions watchdog has set out new enforcement guidance on its plans to crack down on circumvention and non-compliance in a bid to help the private sector navigate the financial restrictions and understand the repercussions for failure. 

  • March 11, 2026

    Illegal Sale-And-Rent-Back Scheme Boss Sentenced To Prison

    A man has been sentenced to two and a half years in prison for running an unauthorized property deal scheme that targeted struggling homeowners with offers to buy their homes and rent them back, the U.K.'s financial regulator said Wednesday.

  • March 11, 2026

    Barrister's Libel Claim Against Neidle Dismissed As SLAPP

    A judge has struck out a barrister's £8 million ($11 million) libel claim against Dan Neidle, ruling on Wednesday that the case had no chance of succeeding and amounted to a strategic legal claim designed to silence the legal blogger. 

  • March 11, 2026

    Police Scotland Fined £66K Over 'Serious' Data Breach

    The data regulator said Wednesday that it has fined Scotland's police force £66,000 ($88,400) after it disclosed an individual's mobile phone data to a third party after they reported a crime.

  • March 11, 2026

    Stalker Solicitor Sentenced To Two-Year Community Order

    A magistrates' court has hit a solicitor convicted of stalking with a two-year community order, and has required him to complete 300 hours of unpaid work and 20 days of rehabilitation after he harassed a court blogger.

  • March 11, 2026

    Direct Line Unit Fined £10.6M For Solvency Miscalculation

    The Prudential Regulation Authority said on Wednesday that it has fined UK Insurance Ltd. £10.63 million ($14.27 million) for miscalculations that led the insurer to overstate its solvency position to the watchdog and the market.

  • March 10, 2026

    Courts Bill Progresses To Showdown Over Jury Trials

    Lawmakers voted Tuesday to go ahead with the government's courts bill amid warnings from rebellious MPs that controversial parts of the legislation that would curtail jury trials were "unworkable, unpopular, unjust and unnecessary."

  • March 10, 2026

    Mining Billionaire's Shell Co. Fined €25.8M For Congo Bribery

    A shell company of sanctioned Israeli billionaire Dan Gertler has paid €25.8 million ($30 million) to settle a long-running investigation into bribery of an official in the Democratic Republic of Congo, Dutch prosecutors said Tuesday.

  • March 10, 2026

    Odey 'Violated' Ethics Over Sex Misconduct Probe, FCA Says

    Crispin Odey "repeatedly violated" ethical rules for those working in financial services by frustrating an internal investigation into his sexual misconduct, the Financial Conduct Authority told the first day of an appeal hearing on Tuesday.

  • March 10, 2026

    FRC Investigates Vistry Accountants Over Financial Forecasts

    The U.K.'s accounting watchdog on Tuesday launched a probe into two former employees of Vistry in the wake of a £165 million ($222 million) miscalculation two years ago that cut into the homebuilder's profits.

  • March 10, 2026

    Lawyers March On Parliament To Fight For Jury Trials

    Lawyers marched to Parliament on Tuesday to urge the prime minister to shelve plans to restrict jury trials in England and Wales, warning that it would undermine a fundamental safeguard of the justice system while doing little to reduce delays in courtrooms.

  • March 10, 2026

    UK Insurers' Body Backs 'United' Gov't Anti-Fraud Strategy

    The Association of British Insurers said on Tuesday that it backed the "united approach" at the heart of the government's latest fraud strategy, which is designed to prevent the most common crime in the U.K.

  • March 09, 2026

    Investor Goes Back For Thirds In VietJet Lease Dispute

    A subsidiary of an international private investment company said at a London court Monday that a Vietnamese budget airline should pay it further damages resulting from failing to return leased planes on time, resulting in lost rental income.

  • March 09, 2026

    Sony's £5B Market Abuse Trial Will Test Limit Of CPO Regime

    A £5 billion ($6.7 billion) collective action against Sony opens on Tuesday in a trial that lawyers say will provide a crucial indication of how the Competition Appeal Tribunal will analyze claims of market abuse against Big Tech companies.

  • March 09, 2026

    Odey Trial To Test FCA's Personal Conduct Clampdown

    Former hedge fund boss Crispin Odey will attempt to overturn his financial services ban on Tuesday, in a legal challenge that experts say will test the Financial Conduct Authority's ability to sanction executives for allegedly private conduct.

  • March 09, 2026

    FCA Proposes Crypto-Asset Rule Change To Avoid Overlap

    The Financial Conduct Authority has proposed amendments to client rules to avoid obligations on crypto-asset activities that could overlap with requirements under the new digital regulatory regime.

  • March 09, 2026

    Home Office Sets Out Anti-Fraud Rule Changes For Crypto

    The Home Office set out on Monday a plan to combat cryptocurrency and investment scams and money laundering by international financial crime groups, and said it will make regulatory changes.

Expert Analysis

  • Judicial AI Guidance Update Shows Caution Still Prevails

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    The judiciary’s recently updated guidance on the use of artificial intelligence warns judges and tribunal members about misinformation and white text manipulation, providing a reminder that AI tools cannot replace direct engagement with evidence and reflecting a broader concern about their application when handling confidential material, say lawyers at Hogan Lovells.

  • Brazil Dam Ruling Highlights Role Of Corporate Accountability

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    The recent High Court judgment in Municipio de Mariana v. BHP concerning the collapse of the Fundao dam establishes a precedent for holding parent companies that exercise significant control and assume responsibility liable for the actions of group entities, notwithstanding their multinational corporate structure, say lawyers at Irwin Mitchell.

  • Freezing Orders Maintain Their Impact 50 Years On

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    Freezing orders, created in Mareva v. International Bulk Carriers 50 years ago, are now a fundamental part of English and Welsh law and a significant weapon in the litigator's armory, considered indispensable by practitioners seeking to obtain enforceable judgments and interlocutory relief on behalf of their clients, say lawyers at Trowers and Hamlins.

  • Decoding Arbitral Disputes: A Paris Ruling Defines Key Limits

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    Though French arbitration law is highly supportive of arbitral autonomy, last week's Paris Court of Appeal judgment annulling a $14.9 billion arbitral award against Malaysia reaffirms that such support is neither unqualified nor blind to defects striking at the very legitimacy of the arbitral process, says Josep Galvez at 4-5 Gray's Inn.

  • EU Businesses Face Uncertainty Amid Sustainability Reforms

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    The European Commission’s sustainability omnibus, due to be approved this month, has brought a year of regulatory upheaval for European businesses, and although the long-awaited scaled-back obligations will provide clarity, a balance between not overburdening reporting companies and the need for data to make sustainable investments must be found, say lawyers at Peters & Peters.

  • SFO Compliance Guide Highlights Early Remediation Is Key

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    The Serious Fraud Office’s first external guidance on evaluating corporate compliance programs serves as an important reminder to organizations to keep their compliance measures under close review from the earliest stages of an internal investigation to mitigate the risk of ongoing and future misconduct, says Tom Grodecki at Cadwalader.

  • How Russia Sanctions Trajectory Is Affecting UK Legal Sector

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    The proliferation of U.K. and European Union sanctions targeting Russia has led to a vast increase in legislative provisions, and lawyers advising affected businesses should expect a complex and evolving legal landscape for the foreseeable future, says Rob Dalling at Jenner & Block.

  • EU's AI Omnibus Proposal Offers 10 Key Changes For Cos.

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    The European Commission’s recent proposal for an artificial intelligence digital omnibus aims to ease compliance burdens by extending timelines and increasing flexibility, bringing relief for midcaps and small and midsize enterprises, while enhanced cooperation requirements for regulators should reduce administrative duties for businesses, say lawyers at Cooley.

  • Tracking Crypto-Asset Tax Rules In 2025 And Beyond

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    The past year has seen an increasing amount of regulation in the crypto-asset space, with a range of novel and complex taxation challenges for regulators, and taxpayers can expect a marked increase in HM Revenue & Customs' compliance activity in the year ahead, says Liam McKay at RPC.

  • 2025 UK Merger Reforms Simplify Path For Deals

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    Dealmakers should laud the 2025 reforms in the U.K. merger control and investment screening landscape, as the Competition and Markets Authority’s renewed focus on economic growth — and on implementing more flexible, streamlined and hands-off procedures — makes planning transactions a more predictable process, say lawyers at Akin Gump.

  • Train Ticket Class Action Shows Limits Of Competition Law

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    The Competition Appeal Tribunal's recent judgment in Gutmann v. London & Southeastern Railway, Govia Thameslink Railway and First MTR South Western Trains Ltd. restates the important principle that a high bar is required to demonstrate an abuse of dominance, providing welcome clarification for consumer-facing businesses that competition law is not intended to serve as a general vehicle for consumer protection, say lawyers at Freshfields.

  • Navigating Legal Privilege Issues When Using AI

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    The recent explosion in artificial intelligence has led to prompts and AI outputs that may be susceptible to disclosure in proceedings, and it is important to apply familiar principles to assess whether legal privilege may apply to these interactions, say lawyers at HSF.

  • A Look At Factors Affecting Ombudsman Complaint Trends

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    Lawyers at Womble Bond provide an analysis of the Financial Ombudsman Service's complaint trends in 2025, highlighting the impact of changes within the FOS and external factors on the financial sector's redress system.

  • What To Know About FCA's Short Selling Regime Proposals

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    Although the Financial Conduct Authority’s recent proposals for changes to the U.K. short selling regime do not materially alter the rules, targeted reforms designed to reduce the administrative burden placed on position holders will be welcomed by market participants, say lawyers at McDermott.

  • CMA's Leniency Guide May Change Self-Report Calculus

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    The Competition and Markets Authority's updated leniency guide introduces significant changes to bolster cartel enforcement, with incentives to early self-report that will be welcomed by businesses, but the weighty specter of potential class actions could greatly outweigh the discount on administrative fines, say lawyers at Cooley.

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