Try our Advanced Search for more refined results
Corporate Crime & Compliance UK
-
February 27, 2026
5 Questions For Kennedys' Ash Daniells On FOS Reforms
The government is reforming the Financial Ombudsman Service, which settles claims between consumers and regulated financial businesses. The reforms come after years of complaints that the ombudsman is not working efficiently, but the proposals have attracted wide criticism.
-
February 27, 2026
Top Barclays Exec Named As Head Of UK Banking Watchdog
The Bank of England said Friday that senior Barclays executive and former Treasury official Katharine Braddick has been appointed as the next head of the U.K.'s main banking watchdog.
-
February 27, 2026
'A Recipe For Disaster': How SFO's London Mining Case Sank
The decision by the Serious Fraud Office to abandon its long-running prosecution of former executives at London Mining has led to renewed scrutiny of its handling of online disclosure of evidence and its broader approach to investigations and technology.
-
February 27, 2026
Ex-Judge Can't Fight Fraud Conviction Over Legal Costs
An English appellate court on Friday barred a former part-time judge and barrister from making a fresh challenge against his conviction for fraudulently submitting cost claims, ruling that new evidence in support of his case wasn't credible.
-
February 26, 2026
Biz Owner Gets £2M Tax Evasion Penalty Tossed As Unfair
A company owner isn't liable for a nearly £2 million ($2.7 million) civil tax evasion penalty because HM Revenue & Customs didn't raise its claims of dishonesty by the owner in a prior proceeding it relied on later, a London court said Thursday.
-
February 26, 2026
Ex-Exec. In $2B Denmark Tax Scheme Hid Assets, Court Told
A Florida man involved in a $2 billion Danish tax refund scheme fraudulently transferred millions of dollars to a U.S. company to prevent the Danish government from seizing those assets, Denmark's tax agency told a New Jersey federal court.
-
February 26, 2026
Russian Insurance Giant Loses Bid To Overturn EU Sanctions
A European Union court has rejected AlfaStrakhovanie AO's bid to be removed from the bloc's sanction list, ruling that the insurer provided "material" support to the Russian government in its war efforts in Ukraine.
-
February 26, 2026
Broker Denies Tricking Investors Over ESMA Risk Before IPO
Broker Plus500 Ltd. has denied in litigation with a group of institutional investors that it withheld information before going public, saying it was clear that impending European rules designed to protect retail investors could hurt the online trading platform's business.
-
February 26, 2026
SFO Insider Tapped To Lead Agency As Ephgrave Exits
The attorney general tapped on Thursday a senior official at the Serious Fraud Office to run the white-collar agency as it searches for a permanent replacement for Nick Ephgrave after his decision to retire halfway through his tenure.
-
February 26, 2026
Metals Magnate Denied Appeal In $500M Trafigura Fraud Case
Prateek Gupta can't challenge a finding that he carried out a $500 million scam against Trafigura through sham nickel trades, after a judge rejected his argument on Thursday that the commodities trader was aware of the fraud.
-
March 05, 2026
Willkie Hires Ex-Clifford Chance UK Competition Chief
Willkie Farr & Gallagher LLP said Thursday that it has hired a former competition leader at Jones Day and Clifford Chance for its office in London.
-
February 26, 2026
FCA Tests Global Reach In HTX Crypto-Exchange Litigation
The landmark legal case brought by the Financial Conduct Authority against HTX, which the regulator says has promoted crypto-asset services to U.K. consumers without authorization, will be a litmus test, establishing whether it has the teeth for enforcement against overseas crypto-exchanges, lawyers say.
-
February 26, 2026
New Courts Bill To Hit Fraud, Bribery, AML Offenses
Historic legislation that curtails the right to jury trials means cases of complex fraud and financial crime will be heard by a judge alone to ease pressure on the criminal justice system and reduce the length of particularly technical trials.
-
February 25, 2026
EU, UK To Share Info On 'Significant' Antitrust Probes
British and European Union officials signed a new agreement Wednesday promising to notify each other of major merger and antitrust probes and coordinate their efforts "when necessary," in what they called the first dedicated competition cooperation agreement following the United Kingdom's withdrawal from the EU.
-
February 25, 2026
Two Arrested In £6M Waste Packaging Fraud Investigation
The Environment Agency revealed Wednesday that two people have been arrested as part of an investigation into suspected money laundering and the fraudulent sale of more than £6 million ($8.1 million) in waste packaging scheme credits.
-
February 25, 2026
Lebanese Fund Accuses Founder Of Secret $29M Asset Sale
A Lebanese fund said in filings Wednesday in a London court that its founder unilaterally sold $29 million of its investment portfolio behind the backs of shareholders, handing the assets to a Kuwaiti business group — his "true" employer.
-
February 25, 2026
EU Watchdog To Change Senior Manager Suitability Rules
European financial regulators on Wednesday launched a consultation proposing major changes to how banks and investment firms assess the fitness and propriety of their leaders and key executives.
-
February 25, 2026
SFO To Claw Back 'Mere Fraction' From £226M Ponzi Fraud
A judge ordered a property developer convicted of running a £226 million ($305.5 million) Ponzi scheme to pay back just £283,000 on Wednesday after concluding that the vast majority of the investors' money was lost or siphoned off as a family "money pot."
-
February 25, 2026
Google Wins Second Shot To Trim £14B Ad Tech Class Action
Google won a second shot on Wednesday at trimming a £13.6 billion ($18.4 billion) U.K. class action on behalf of website and application publishers who alleged that the U.S. tech giant abused its dominance in the advertising market.
-
February 25, 2026
Judge Rebukes Solicitors For Using AI To Cite Fake Cases
A London tribunal has reprimanded two lawyers for using artificial intelligence to draft documents littered with errors, warning that hallucinated citations send judges on a "fool's errand" of searching for cases that don't exist.
-
February 24, 2026
EU Moves Closer To Appointing New Chief Prosecutor
Senior members of the European Parliament have backed a veteran German prosecutor to be the next head of the European Public Prosecutor's Office, the bloc has said.
-
February 24, 2026
Reddit Fined £14.5M By ICO For Children Privacy Failures
Britain's privacy regulator on Tuesday fined social media company Reddit Inc. £14.5 million ($19.6 million) for unlawfully processing children's personal information and failing to protect young users' privacy.
-
February 24, 2026
Leveson Warns Justice System Faces Disaster Without AI
Prosecutors face "disaster" if they cannot get to grips with using artificial intelligence to process and review the mountain of digital material in increasingly complex criminal cases, former senior judge Brian Leveson warned on Tuesday.
-
February 24, 2026
UK Hits Russian Banks, Oil And Weapons In Sanctions Blitz
The government launched a barrage of almost 300 new sanctions on Russia on Tuesday in a bid to crack down on the country's energy industry and suppliers of military equipment that have backed the invasion of Ukraine.
-
February 24, 2026
UK Tees Up Courts Legislation With Limits On Jury Trials
The government is expected to introduce legislation curtailing the right to jury trials — including for serious and complex fraud — on Wednesday as part of a sweeping package of reforms designed to modernize the criminal justice system.
Expert Analysis
-
UK Data Disputes Could Become Competition Class Actions
While mass data protection claims have chafed against the procedural restrictions that apply to class actions under U.K. law, it is possible these claims will be brought into the fold of the rapidly growing Competition Appeal Tribunal scene, says Aislinn Kelly-Lyth at Blackstone Chambers.
-
What Cos. Need To Know About EU's AI Action Plan
The European Commission’s recently unveiled artificial intelligence continent action plan aims to position the European Union as a global AI leader, but with tension surrounding the EU AI Act’s compliance obligations, organizations should prepare for potential regulatory divergence between the plan's pro-innovation approach and the act's more prescriptive regime, says Marc Martin at Perkins Coie.
-
Russia Sanctions Spotlight: Divergent Approaches Emerge
With indications of greater divergence and uncertainty in Russia sanctions policy between the U.K., European Union and U.S., there are four general principles and a range of compliance steps that businesses should bear in mind when assessing the impact of a potentially shifting landscape, says Alexandra Melia at Steptoe.
-
What Santander Fraud Ruling Means For UK Banking Sector
A London court's recent judgment in Santander v. CCP Graduate School held that a bank does not owe any duty to third-party victims of authorized push payment fraud, reaffirming the steps banks are already taking to protect their own customers from sophisticated fraud mechanisms, say lawyers at Charles Russell.
-
Fines Against Apple, Meta Set Digital Markets Act Precedent
The European Commission's recent fines against Apple and Meta, the first under the Digital Markets Act, send a clear message that the act's reach and influence on regulatory thinking is global, say lawyers at Waterfront Law.
-
FCA Update Eases Private Stock Market Disclosure Rules
The Financial Conduct Authority’s recently updated proposals for the Private Intermittent Securities and Capital Exchange System would result in less onerous disclosure obligations for businesses, reflecting ongoing efforts to balance an attractive trading venue for private companies while maintaining sufficient investor protections, say lawyers at Debevoise.
-
Key Questions As Court Mulls Traders' Libor Convictions
The U.K. Supreme Court is considering whether to overturn two traders’ Libor and Euribor manipulation convictions, with the appeal reinvigorating debate over the breadth of English common law’s conspiracy to defraud offense and raising questions about the limits of a judge’s role in criminal jury trials, says Ellen Gallagher at Vardags.
-
Foreign Countries Have Strong Foundation To Fill FCPA Void
Though the U.S. has paused enforcement of the Foreign Corrupt Practices Act, liberal democracies across the globe are well equipped to reverse any setback in anti-corruption enforcement, potentially heightening prosecution risk for companies headquartered in the U.S., says Stephen Kohn at Kohn Kohn.
-
Code Of Practice Signals Aim To Bolster UK Software Security
The U.K. government’s new code of practice for software vendors includes several principles that will help developers and distributors integrate security best practices, but without mandatory adoption, market inconsistencies may emerge, say lawyers at Deloitte.
-
Expect Complex Ruling From UK Justices In Car Dealer Case
While recent arguments before the U.K. Supreme Court in a consumer test case on motor finance commissions reveal the court’s take on several points argued, application of the upcoming decision will be both nuanced and fact-sensitive, so market participants wishing to prepare do not have a simple task, says Tom Grodecki at Cadwalader.
-
Why Cos. Should Investigate Unethical Supply Chain Conduct
The U.K. government’s recent updated guidance for businesses on reporting slavery and human trafficking in supply chains underscores the urgent need for companies to adopt transparent and measurable due diligence practices, reinforcing the broader need for proactive internal investigations into unethical or criminal conduct, say lawyers at Seladore and Matrix Chambers.
-
FCA Bulletin Highlights Risks Of Leaking Inside M&A Info
The Financial Conduct Authority’s recent bulletin on the consequences of leaking sensitive information during transactions, warning that such disclosure may result in market abuse allegations, demonstrates the regulator’s determination to root out and penalize insider dealing, say lawyers at Cadwalader.
-
New Anti-Corruption Task Force Bolsters Int'l Collaboration
The recent creation of an anti-corruption task force by the U.K., France and Switzerland demonstrates a commitment to tackling bribery within national and international frameworks, and organizations within these jurisdictions’ remit, including U.S. companies operating in Europe, should review their compliance practices to ensure they address diverging requirements, say lawyers at Skadden.
-
FCA's Regulatory Plans Signal Cause For Cautious Optimism
The Financial Conduct Authority’s latest strategy document plans for less intrusive supervision, a more open and collaborative approach, and a focus on assertive action where needed, outlining a vision of deepened trust and rebalanced risk that will be welcomed by all those it regulates, says Imogen Makin at WilmerHale.
-
How CMA Is Responding To UK Gov't Pro-Growth Agenda
With the U.K. government’s recent call for the Competition and Markets Authority and other regulators to better support economic growth, the competition policy landscape is shifting materially toward an emphasis on a more proportionate and targeted approach to merger enforcement, say lawyers at Macfarlanes.