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Corporate Crime & Compliance UK
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March 11, 2026
Police Scotland Fined £66K Over 'Serious' Data Breach
The data regulator said Wednesday that it has fined Scotland's police force £66,000 ($88,400) after it disclosed an individual's mobile phone data to a third party after they reported a crime.
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March 11, 2026
Stalker Solicitor Sentenced To Two-Year Community Order
A magistrates' court has hit a solicitor convicted of stalking with a two-year community order, and has required him to complete 300 hours of unpaid work and 20 days of rehabilitation after he harassed a court blogger.
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March 11, 2026
Direct Line Unit Fined £10.6M For Solvency Miscalculation
The Prudential Regulation Authority said on Wednesday that it has fined UK Insurance Ltd. £10.63 million ($14.27 million) for miscalculations that led the insurer to overstate its solvency position to the watchdog and the market.
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March 10, 2026
Courts Bill Progresses To Showdown Over Jury Trials
Lawmakers voted Tuesday to go ahead with the government's courts bill amid warnings from rebellious MPs that controversial parts of the legislation that would curtail jury trials were "unworkable, unpopular, unjust and unnecessary."
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March 10, 2026
Mining Billionaire's Shell Co. Fined €25.8M For Congo Bribery
A shell company of sanctioned Israeli billionaire Dan Gertler has paid €25.8 million ($30 million) to settle a long-running investigation into bribery of an official in the Democratic Republic of Congo, Dutch prosecutors said Tuesday.
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March 10, 2026
Odey 'Violated' Ethics Over Sex Misconduct Probe, FCA Says
Crispin Odey "repeatedly violated" ethical rules for those working in financial services by frustrating an internal investigation into his sexual misconduct, the Financial Conduct Authority told the first day of an appeal hearing on Tuesday.
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March 10, 2026
FRC Investigates Vistry Accountants Over Financial Forecasts
The U.K.'s accounting watchdog on Tuesday launched a probe into two former employees of Vistry in the wake of a £165 million ($222 million) miscalculation two years ago that cut into the homebuilder's profits.
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March 10, 2026
Lawyers March On Parliament To Fight For Jury Trials
Lawyers marched to Parliament on Tuesday to urge the prime minister to shelve plans to restrict jury trials in England and Wales, warning that it would undermine a fundamental safeguard of the justice system while doing little to reduce delays in courtrooms.
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March 10, 2026
UK Insurers' Body Backs 'United' Gov't Anti-Fraud Strategy
The Association of British Insurers said on Tuesday that it backed the "united approach" at the heart of the government's latest fraud strategy, which is designed to prevent the most common crime in the U.K.
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March 09, 2026
Investor Goes Back For Thirds In VietJet Lease Dispute
A subsidiary of an international private investment company said at a London court Monday that a Vietnamese budget airline should pay it further damages resulting from failing to return leased planes on time, resulting in lost rental income.
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March 09, 2026
Sony's £5B Market Abuse Trial Will Test Limit Of CPO Regime
A £5 billion ($6.7 billion) collective action against Sony opens on Tuesday in a trial that lawyers say will provide a crucial indication of how the Competition Appeal Tribunal will analyze claims of market abuse against Big Tech companies.
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March 09, 2026
Odey Trial To Test FCA's Personal Conduct Clampdown
Former hedge fund boss Crispin Odey will attempt to overturn his financial services ban on Tuesday, in a legal challenge that experts say will test the Financial Conduct Authority's ability to sanction executives for allegedly private conduct.
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March 09, 2026
FCA Proposes Crypto-Asset Rule Change To Avoid Overlap
The Financial Conduct Authority has proposed amendments to client rules to avoid obligations on crypto-asset activities that could overlap with requirements under the new digital regulatory regime.
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March 09, 2026
Home Office Sets Out Anti-Fraud Rule Changes For Crypto
The Home Office set out on Monday a plan to combat cryptocurrency and investment scams and money laundering by international financial crime groups, and said it will make regulatory changes.
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March 09, 2026
Police Unfairly Fired Worker With ADHD For Sexual Innuendos
A tribunal has held that the Metropolitan Police in London unfairly fired an employee for making jokes with sexual innuendos, ruling that the police gave "little weight" to his ADHD before deciding to sack him.
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March 08, 2026
Gov't Launches New Fraud Squad To Fight Online Scams
A new fraud squad designed to crack down on online fraud and overseas scam compounds will begin operations in April, drawing together expertise from law enforcement, the government, banks and big tech, the Home Office said on Sunday.
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March 06, 2026
Developer Accuses Banker Of Cruise Ship Port Takeover Plot
A Belizean businessman has accused a banker of orchestrating a conspiracy to take control of a project to construct a cruise ship port by demanding the repayment of loans and sending the building project into receivership.
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March 06, 2026
UK Litigation Roundup: Here's What You Missed In London
This past week in London has seen British American Tobacco sued by more than 100 investors, the government bring a claim against a COVID-19 supplier of personal protective equipment, Annington Funding sue its new corporate trustees on the Financial List, and Piers Morgan hit with a defamation claim from a pro-Israel barrister he interviewed on his YouTube channel.
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March 06, 2026
Italian Police Seize €2M In EU Tax Fraud Probe
Italian police seized almost €2 million ($2.3 million) in assets as part of an investigation into 12 people suspected of claiming European tax credits for fake energy projects, the European Public Prosecutor's Office confirmed Friday.
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March 06, 2026
FCA Disputes 'Unreasonable' Early Closure Of Probe
The Financial Conduct Authority has rejected a decision by the Complaints Commissioner that the watchdog unreasonably closed an investigation into unauthorized promoter Amyma for allegedly marketing unregulated bonds to consumers.
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March 06, 2026
Juryless Trials Won't Alter Law Commission Contempt Rules
An independent government legal adviser has said it is unnecessary to update its recent recommendations for reforms to the U.K.'s contempt of court rules in light of the government's plans to curtail jury trials.
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March 06, 2026
Medical Co. Boss Banned For Fake £10M NHS Contract Fraud
The head of a medical supplies business has been banned from being a company director for 13 years after he fabricated a £9.8 million ($13.1 million) NHS contract to dupe investors into handing over more than £2 million.
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March 05, 2026
Fintech Sues Deutsche Bank, Pathward Over Pharma Flags
A self-described barter-based payment platform sued Deutsche Bank AG and Pathward NA, alleging it was improperly placed on an industry blacklist following the banks' assertions it was "transaction laundering" for companies selling gray-market peptides.
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March 05, 2026
Meta Agrees To Let Rival AI Bots On WhatsApp In Europe
Meta Platforms will let rival artificial intelligence providers back on its WhatsApp service in Europe for a fee for the next year, after enforcers threatened to impose restrictive measures as part of an antitrust investigation, the company confirmed Thursday.
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March 05, 2026
Shein Must Share Supplier List Amid Copyright Dispute
Shein lost its bid in the Court of Appeal on Thursday to overturn an order compelling it to hand over a list of its top suppliers to Temu, with the court finding that there were no exceptional circumstances that justify limiting disclosure.
Expert Analysis
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Noting Similarities And Divergences In UK, EU Apple Rulings
While recent judgments against Apple by the Competition Appeal Tribunal and European Commission all focus on the Apple ecosystem and point toward closer scrutiny of its App Store rules, their analytical methodologies and potential enforcement routes differ, highlighting differences in approaches to competition law, say lawyers at Perkins Coie.
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Decoding Arbitral Disputes: EU Law And Treaty Arbitration
A recent Singapore court ruling in DNZ v. DOA upholding an arbitration award against Poland constitutes a significant affirmation of the autonomy of international arbitration from regional constitutional orders when disputes are adjudicated outside those orders, says Josep Galvez of 4-5 Gray's Inn.
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What To Expect From UK Prospectus Regime Changes
The new U.K. prospectus regime for trading on regulated markets, effective Jan. 19, aims to streamline processes and reduce costs, but a significant shift in structuring and disclosure obligations will increase pressure on practitioners to manage risk under tighter timelines, say lawyers at Baker Botts.
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10 Financial Regulatory Changes To Prepare For In 2026
A number of changes in the financial regulatory sphere are due this year, from targeted support to payment safeguarding and a new consumer composite investments regime, and firms should plan to address the policies and regulatory strategies relevant to them, say lawyers at Womble Bond.
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How Gov't AML Supervision Reform Will Affect Law Firms
In confirming that the Financial Conduct Authority will become the single supervisor for professional services, HM Treasury’s planned reform of the U.K.’s anti-money laundering and counter-terrorist financing supervision regime marks a significant change for the legal profession, signaling a greater emphasis on evidence and accountability, says Harriet Holmes at Thirdfort.
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EU Financial Regulation Trends Cos. Need To Watch In 2026
An ever-increasing number of initiatives on the European Union regulatory agenda, with simplification and consistent implementation being priorities, means financial services businesses with a footprint in the EU or seeking to establish one will face significant challenges and strategic opportunities, say lawyers at Taylor Wessing.
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What To Expect From UK, EU Crypto Regime Changes In 2026
With 2025 marking the first operational year of the European Union’s Markets in Crypto-Assets Regulation and the U.K.’s rules reaching their final legislative form, the two jurisdictions are converging in focus, but structural design differences mean firms active in both markets will require dedicated documentation to ensure compliance, say lawyers at Morgan Lewis.
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What Cos. Can Expect From CMA Consumer Protection Drive
The Competition and Markets Authority’s recently launched consumer protection drive targeting banned online sales practices focuses on supporting compliance rather than on enforcement, although firms should expect this to change once businesses have had time to adapt to the regulator's new regime, say lawyers at Baker Botts.
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Preparing For UK's New Tax Fraud Whistleblower Program
With the U.K. government introducing a U.S.-style whistleblower incentive scheme to tackle high-value tax avoidance and evasion, companies should take proactive steps and establish clear protocols to mitigate the potential increase in tax investigations, say lawyers at Skadden.
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Key Trends Shaping ESG And Sustainability Law In 2026
2025 saw a chaotic regulatory landscape and novel litigation around environmental, social and governance issues and sustainability — and 2026, while perhaps more predictable, will likely be no less challenging, with more lawsuits and a regulatory tug-of-war complicating compliance for global companies, say attorneys at Crowell.
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Digital Regulation In EU And UK: The Enduring 2025 Themes
With EU and U.K. digital regulation becoming an operational reality in 2025 and no sign of slowing in 2026, organizations need to embed content moderation, cybersecurity and data access obligations into their compliance structures, although legislative divergences mean that multinational businesses must also consider parallel and sometimes conflicting expectations, say lawyers at Morrison & Foerster.
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FCA Enforcement Trends In 2025 And Expectations For 2026
The Financial Conduct Authority’s clear intention in 2025 to conduct fewer, faster investigations and reinforce transparency is likely to continue in 2026, with a dual-pronged approach of targeted enforcement and assertive supervision to fight crime, support growth and help consumers as its priorities, say lawyers at WilmerHale.
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Judicial AI Guidance Update Shows Caution Still Prevails
The judiciary’s recently updated guidance on the use of artificial intelligence warns judges and tribunal members about misinformation and white text manipulation, providing a reminder that AI tools cannot replace direct engagement with evidence and reflecting a broader concern about their application when handling confidential material, say lawyers at Hogan Lovells.
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Brazil Dam Ruling Highlights Role Of Corporate Accountability
The recent High Court judgment in Municipio de Mariana v. BHP concerning the collapse of the Fundao dam establishes a precedent for holding parent companies that exercise significant control and assume responsibility liable for the actions of group entities, notwithstanding their multinational corporate structure, say lawyers at Irwin Mitchell.
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Freezing Orders Maintain Their Impact 50 Years On
Freezing orders, created in Mareva v. International Bulk Carriers 50 years ago, are now a fundamental part of English and Welsh law and a significant weapon in the litigator's armory, considered indispensable by practitioners seeking to obtain enforceable judgments and interlocutory relief on behalf of their clients, say lawyers at Trowers and Hamlins.