Corporate Crime & Compliance UK

  • January 20, 2026

    Bar Council Appoints 1st Commissioner To Fight Misconduct

    The Bar Council said Tuesday that it has appointed a former government minister as its first commissioner for conduct to tackle what an independent review described as an "unsustainable" situation of bullying and sexual harassment in the profession.

  • January 20, 2026

    Russell Brand Faces New Rape, Sexual Assault Charges

    Actor and comedian Russell Brand attended a London court remotely on Tuesday to face two new charges of rape and sexual assault.

  • January 20, 2026

    Gov't Scraps Long-Awaited UK Audit Sector Reforms

    The government said on Tuesday that it would not push ahead with long-awaited audit and governance reforms designed to improve trust in the sector after a string of high-profile accounting scandals.

  • January 20, 2026

    Brazil Dam Contempt Case Has No Legal Authority, BHP Says

    BHP urged the Court of Appeal Tuesday to grant it permission to appeal against an order allowing Brazilian municipalities bringing litigation over the collapse of a dam to continue criminal contempt proceedings because it raises issues of "general public importance."

  • January 20, 2026

    UK Regulators Sideline Probes Into Open Banking Fees

    U.K. finance watchdogs said Tuesday they will not prioritize competition law investigations into future bank fees on varying regular bill payments, opting to avoid uncertainty in open banking operations.

  • January 20, 2026

    Osborne Clarke Pro Overturns SDT's Zahawi SLAPP Ruling

    An Osborne Clarke partner has overturned a disciplinary tribunal's finding of misconduct over his attempts to prevent a blogger from disclosing a defamation threat by former chancellor Nadhim Zahawi, as a London court found on Tuesday the decision lacked sufficient reasons and was "unfair."

  • January 19, 2026

    London Firm Fined £25K For AML Compliance Failures

    A London law firm has reached a deal to avoid enforcement action after the solicitors' regulator found that it had fallen short in meeting its legal obligations on anti-money laundering.

  • January 19, 2026

    Former NHS Manager Gets Prison Sentence For £123K Fraud

    A former NHS manager has been sentenced to two and a half years in prison for fraudulently diverting more than £123,000 ($165,000) from the health service, most of which he spent on gambling.

  • January 19, 2026

    Celebs Accuse Daily Mail Of 'Systematic' Privacy Intrusions

    Prince Harry, Elton John and other public figures accused the publisher of the Daily Mail of having a "culture of unlawful information-gathering" at the start of the High Court trial over their blockbuster privacy claim on Monday.

  • January 19, 2026

    BHP To Pay £43M Over Mariana Dam Case As It Seeks Appeal

    BHP will have to pay £43 million ($58 million) of costs on account after it was found liable for the deadly collapse of a Brazilian dam, a London court ruled Monday as it rejected the mining giant's request to appeal against the decision.

  • January 19, 2026

    Tribunal Upholds FCA Ban, £2M Fine For 'Dishonest' Adviser

    The Financial Conduct Authority said Monday that a court has upheld its decision to ban and fine a financial adviser more than £2 million ($2.7 million) for misconduct it described as the worst it has seen over the British Steel Pension Scheme scandal.

  • January 16, 2026

    UK Supreme Court To Hear Landmark Whistleblowing Case

    The U.K.'s top court will soon determine whether whistleblowers who claim automatic unfair dismissal can bring separate detriment cases based on sackings, after senior barristers formally filed their appeal in the landmark case.

  • January 16, 2026

    Ex-Client Defamed It With Fraud Allegations, Law Firm Says

    A law firm asked a court on Friday to find that a former client's series of emails accusing it of fraudulently overcharging him were accusing it of being dishonest as a matter of fact.

  • January 16, 2026

    Ephgrave's Exit Leaves SFO At A Crossroads

    Nick Ephgrave will leave the Serious Fraud Office better off, faster and more aggressive than he found it, raising challenges for his successor to build on the foundations laid during his relatively short tenure, lawyers have said.

  • January 16, 2026

    UK Litigation Roundup: Here's What You Missed In London

    This past week in London saw the David Lloyd gym chain file an intellectual property claim against its founder, security company Primekings reignite a long-running dispute with the former owners of an acquired business, and a pair of Belizean developers sue a finance executive they say shut them out of a cruise port project.

  • January 16, 2026

    Former Directors Cop To SFO's £70M Ethical Forestry Case

    Two men accused by the Serious Fraud Office of defrauding investors as part of a £70 million ($94 million) tree plantation scheme pleaded guilty to fraud charges at a London court on Friday, two weeks prior to their trial.

  • January 16, 2026

    UK Businesses See AI As Growing Legal Threat, Allianz Warns

    More than half of U.K. businesses fear legal risks and damage to reputation from the rapid adoption of artificial intelligence, insurance giant Allianz has warned.

  • January 16, 2026

    Ex-Finance Exec Hit With 5-Year Ban For Ignoring FRC Probe

    The accounting regulator revealed Friday that a former finance executive has been removed from the profession for five years for failing to cooperate with its investigation into suspected accounting irregularities at a pipeline company which had collapsed.

  • January 16, 2026

    Insurance Brokers Plan Directory To Boost Cyber Protection

    The British Insurance Brokers' Association has said it is working with the government to develop a directory of cyber insurance brokers in an effort to close the so-called protection gap at U.K. businesses.

  • January 16, 2026

    Consultant Hit With Fine For Insider Trading In Oil Shares

    The finance watchdog said Friday that it has fined an oil rig consultant for breaching market abuse rules by using inside information about the discovery of oil and gas to pocket almost £130,000 ($174,000).

  • January 15, 2026

    Jockey's Cos. Say He Can't Cover £765K In Tax Debt

    An Italian jockey is not able to pay back over £765,500 ($1.02 million) in company tax debt to HM Revenue & Customs following his bankruptcy last year amid a private dispute with the U.K. tax authority, according to company documents.

  • January 15, 2026

    NHS Settles Whistleblower Claims In Letby Hospital Case

    A former NHS chief executive won a payout to settle her unfair dismissal case against the health service, after she raised concerns over leadership at the trust where Lucy Letby was accused of murdering seven babies.

  • January 15, 2026

    Daily Mail, Celebs Accuse Each Other Of Pushing New Claims

    Prince Harry and other public figures argued with the publisher of Daily Mail at court on Thursday, accusing each other of springing allegations on the eve of a mammoth trial over the newspaper's alleged use of unlawful information-gathering techniques.

  • January 15, 2026

    SRA Appeals To Revive Carter-Ruck OneCoin Crypto Case

    The Solicitors Regulation Authority said Thursday that it will appeal a tribunal's decision to throw out disciplinary proceedings against a Carter-Ruck partner for threatening a whistleblower exposing the OneCoin cryptocurrency scam.

  • January 15, 2026

    Axiom Ince Says SRA Negligently Failed To Spot £65M Fraud

    Axiom Ince has accused the Solicitors Regulation Authority in a court claim of bungling a probe into the firm and missing a chance to prevent further losses stemming from its former chief executive's alleged misappropriation of £65 million ($87 million) of client money.

Expert Analysis

  • Judicial AI Guidance Update Shows Caution Still Prevails

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    The judiciary’s recently updated guidance on the use of artificial intelligence warns judges and tribunal members about misinformation and white text manipulation, providing a reminder that AI tools cannot replace direct engagement with evidence and reflecting a broader concern about their application when handling confidential material, say lawyers at Hogan Lovells.

  • Brazil Dam Ruling Highlights Role Of Corporate Accountability

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    The recent High Court judgment in Municipio de Mariana v. BHP concerning the collapse of the Fundao dam establishes a precedent for holding parent companies that exercise significant control and assume responsibility liable for the actions of group entities, notwithstanding their multinational corporate structure, say lawyers at Irwin Mitchell.

  • Freezing Orders Maintain Their Impact 50 Years On

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    Freezing orders, created in Mareva v. International Bulk Carriers 50 years ago, are now a fundamental part of English and Welsh law and a significant weapon in the litigator's armory, considered indispensable by practitioners seeking to obtain enforceable judgments and interlocutory relief on behalf of their clients, say lawyers at Trowers and Hamlins.

  • Decoding Arbitral Disputes: A Paris Ruling Defines Key Limits

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    Though French arbitration law is highly supportive of arbitral autonomy, last week's Paris Court of Appeal judgment annulling a $14.9 billion arbitral award against Malaysia reaffirms that such support is neither unqualified nor blind to defects striking at the very legitimacy of the arbitral process, says Josep Galvez at 4-5 Gray's Inn.

  • EU Businesses Face Uncertainty Amid Sustainability Reforms

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    The European Commission’s sustainability omnibus, due to be approved this month, has brought a year of regulatory upheaval for European businesses, and although the long-awaited scaled-back obligations will provide clarity, a balance between not overburdening reporting companies and the need for data to make sustainable investments must be found, say lawyers at Peters & Peters.

  • SFO Compliance Guide Highlights Early Remediation Is Key

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    The Serious Fraud Office’s first external guidance on evaluating corporate compliance programs serves as an important reminder to organizations to keep their compliance measures under close review from the earliest stages of an internal investigation to mitigate the risk of ongoing and future misconduct, says Tom Grodecki at Cadwalader.

  • How Russia Sanctions Trajectory Is Affecting UK Legal Sector

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    The proliferation of U.K. and European Union sanctions targeting Russia has led to a vast increase in legislative provisions, and lawyers advising affected businesses should expect a complex and evolving legal landscape for the foreseeable future, says Rob Dalling at Jenner & Block.

  • EU's AI Omnibus Proposal Offers 10 Key Changes For Cos.

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    The European Commission’s recent proposal for an artificial intelligence digital omnibus aims to ease compliance burdens by extending timelines and increasing flexibility, bringing relief for midcaps and small and midsize enterprises, while enhanced cooperation requirements for regulators should reduce administrative duties for businesses, say lawyers at Cooley.

  • Tracking Crypto-Asset Tax Rules In 2025 And Beyond

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    The past year has seen an increasing amount of regulation in the crypto-asset space, with a range of novel and complex taxation challenges for regulators, and taxpayers can expect a marked increase in HM Revenue & Customs' compliance activity in the year ahead, says Liam McKay at RPC.

  • 2025 UK Merger Reforms Simplify Path For Deals

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    Dealmakers should laud the 2025 reforms in the U.K. merger control and investment screening landscape, as the Competition and Markets Authority’s renewed focus on economic growth — and on implementing more flexible, streamlined and hands-off procedures — makes planning transactions a more predictable process, say lawyers at Akin Gump.

  • Train Ticket Class Action Shows Limits Of Competition Law

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    The Competition Appeal Tribunal's recent judgment in Gutmann v. London & Southeastern Railway, Govia Thameslink Railway and First MTR South Western Trains Ltd. restates the important principle that a high bar is required to demonstrate an abuse of dominance, providing welcome clarification for consumer-facing businesses that competition law is not intended to serve as a general vehicle for consumer protection, say lawyers at Freshfields.

  • Navigating Legal Privilege Issues When Using AI

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    The recent explosion in artificial intelligence has led to prompts and AI outputs that may be susceptible to disclosure in proceedings, and it is important to apply familiar principles to assess whether legal privilege may apply to these interactions, say lawyers at HSF.

  • A Look At Factors Affecting Ombudsman Complaint Trends

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    Lawyers at Womble Bond provide an analysis of the Financial Ombudsman Service's complaint trends in 2025, highlighting the impact of changes within the FOS and external factors on the financial sector's redress system.

  • What To Know About FCA's Short Selling Regime Proposals

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    Although the Financial Conduct Authority’s recent proposals for changes to the U.K. short selling regime do not materially alter the rules, targeted reforms designed to reduce the administrative burden placed on position holders will be welcomed by market participants, say lawyers at McDermott.

  • CMA's Leniency Guide May Change Self-Report Calculus

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    The Competition and Markets Authority's updated leniency guide introduces significant changes to bolster cartel enforcement, with incentives to early self-report that will be welcomed by businesses, but the weighty specter of potential class actions could greatly outweigh the discount on administrative fines, say lawyers at Cooley.

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