Financial Services UK

  • March 24, 2026

    Bank Of London Fined £2M For Misleading Capital Claims

    The Bank of England said Tuesday that it has fined Bank of London £2 million ($2.7 million) for failing to act with integrity and misleading the regulator on its capital holdings, which included providing several fabricated documents.

  • March 24, 2026

    WTW Unit Plans To Launch Retirement CDC Pension Program

    Willis Towers Watson's LifeSight said on Tuesday that it plans to launch a retirement collective defined contribution program once government legislation goes live.

  • March 24, 2026

    M&A, Deregulation Bring Reset To UK Asset Management

    Consolidation of the asset management sector is ramping up as U.S. firms seek access to the domestic market and U.K. watchdogs loosen regulation in line with government-mandated pro-growth policies, which is expected to accelerate a spurt in dealmaking.

  • March 23, 2026

    Four Men Convicted Of Duping Investors Out Of Millions

    Four men accused of defrauding investors out of millions of dollars in get-rich-quick schemes have been convicted of fraud and money laundering, prosecutors said Monday.

  • March 23, 2026

    Modi Owes $10M For Diamond Firm Loans, Bank Of India Says

    Bank of India told a London court on Monday that jewelry magnate Nirav Modi has failed to pay it $10.7 million after he guaranteed to cover loans to his diamond company.

  • March 23, 2026

    FCA Issues Key Guidance For Firms Offering Targeted Support

    The Financial Conduct Authority outlined on Monday factors that financial services firms must consider when they create "consumer segments" to whom they can make tailored product recommendations under the "targeted support" regime.

  • March 23, 2026

    FCA Opens Its Data To Palantir In Fraud Crackdown

    The Financial Conduct Authority said Monday that it will give Palantir Technologies Inc. access to its regulatory data as part of its efforts to crack down on financial crime by using artificial intelligence as a resource. 

  • March 23, 2026

    Watchdog Tweaks Reserve Rules For Largest Pension Funds

    The Pension Regulator has overhauled its capital reserve rules for the £200 billion ($268 billion) master trust sector in a bid to fuel investment in the economy.  

  • March 23, 2026

    Targeted Co. Calls For Safeguards Against Activist Investors

    Edinburgh Worldwide Investment Trust urged the Financial Conduct Authority on Monday to review the regulatory framework to ensure stronger safeguards for the independence of boards, conflicts of interests and related-party transactions.

  • March 20, 2026

    Misconduct Reports To FCA Double In Number Since 2020

    The number of reports the FCA has received about misconduct by financial services firms has more than doubled in the last five years, law firm Littler has said.

  • March 20, 2026

    UBS Gets Final OCC Nod For US Arm To Be National Bank

    The Office of the Comptroller of the Currency has granted final approval for UBS Group AG to convert its U.S. depository subsidiary into a national bank, a move the Swiss banking giant is touting as a boon for its stateside growth ambitions.

  • March 20, 2026

    FCA Halts Co.'s Operations Due To Manager's 10-Year Ban

    The U.K.'s finance regulator said Friday that it had ordered a consumer credit company to stop operating and to return funds to clients, saying it found that a senior manager at the company had been banned from running a company for a decade.

  • March 20, 2026

    OneCoin Investors Agree To Lift Financier's Asset Freeze  

    Investors pursuing litigation over the alleged $4 billion OneCoin cryptocurrency fraud have struck a deal to lift a worldwide freezing order against a British financier. 

  • March 20, 2026

    UK Litigation Roundup: Here's What You Missed In London

    The past week in London has seen an ex-professional footballer revive a dispute with Charles Russell Speechlys, Virgin Media face a group data protection claim after hundreds of thousands of customers' personal details were exposed online for months, and Mishcon de Reya sued by a real estate private equity firm founded by a former Morgan Stanley executive.

  • March 20, 2026

    MFS Faces FCA Probe After Collapse With £1B Debts

    The City watchdog said Friday that it has launched an enforcement investigation into Market Financial Solutions Ltd., a U.K. provider of property loans that collapsed in February with debts of more than £1 billion ($1.3 billion).  

  • March 20, 2026

    Ombudsman Poised To Take Consumer Duty Power From FCA

    Pending legislative reforms to the Financial Ombudsman Service could hand the dispute-arbitrator power to assess whether businesses have complied with the consumer duty and other broad rules set by the Financial Conduct Authority, regulatory lawyers say.

  • March 20, 2026

    FCA Warns Pension Sector Over New Transfer Demands

    The Financial Conduct Authority warned pension administrators Friday to be ready for a surge of inquiries on savings transfers when groundbreaking new online portals go live.

  • March 20, 2026

    Adviser Can't Get Success Fee For Fund's €150M Investment

    A London court dismissed a real asset advisory firm's claim that the founder of an investment fund owes it a success fee for helping secure a €150 million ($173 million) seed investment, finding on Friday that no such agreement ever existed.

  • March 20, 2026

    Upper House Strips Pensions Bill Of Investment Mandate

    The House of Lords has voted to remove a controversial measure from forthcoming pensions legislation mandating that retirement plans commit to certain investments, a step criticized as government overreach by the political opposition and the financial sector.

  • March 19, 2026

    EU Insurers Want Stripped-Down Financial Services Regs

    European policymakers must introduce a "focused, high-impact simplification agenda" that would strip out a string of superfluous and overlapping regulations hindering the competitiveness of the bloc, an insurance trade body has said.

  • March 19, 2026

    Speed Up Delivery Of Consolidated Tape, EU Trade Bodies Say

    Two leading European trade bodies for financial institutions have called on policymakers to speed up the delivery of the consolidated tape to boost market competitiveness, warning that rules on best execution of trades for retail investors need effective enforcement.

  • March 19, 2026

    Lammy OKs Appointment Of Judges Pensions Board Member

    Justice Secretary David Lammy has cleared the appointment of Tim Mpofu, a former local government pensions chief, as an independent member of the Judicial Pension Board, the government said Thursday.

  • March 19, 2026

    Gov't Warned Of 'Social Crisis' Facing Gen X Pension Savers

    Millions of British workers born between 1965 and 1980 are set to receive inadequate pension incomes in retirement, a think tank has said, calling on policymakers to weigh the issues directly affecting Generation X in the ongoing pensions probe.

  • March 19, 2026

    Fintech IG Group To Roll Out £125M Share Buyback Program

    IG Group Holdings PLC said Thursday that it will return £125 million ($166 million) to investors through share repurchases in a move the financial technology company stated is expected to lower its share capital.

  • March 18, 2026

    Greensill Can't Stop Disqualification Case Over Unfair Probe

    Lex Greensill failed Wednesday to strike out U.K. government proceedings to disqualify him as a company director, as a London court ruled that a full trial is needed to assess the fairness of the investigation running up to the case.

Expert Analysis

  • A Look At UK, EU And US Cartel Enforcement Trends

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    The European Union, U.K. and U.S. competition agencies' recently issued joint statement on competition risks in generative artificial intelligence demonstrates increased cross-border collaboration on cartel investigations, meaning companies facing investigations in one jurisdiction should anticipate related investigations in other jurisdictions, say lawyers at Latham & Watkins.

  • Testing The Limits Of English Courts' Pro-Arbitration Stance

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    Although the Court of Appeal recently upheld a $64 million arbitration award in Eternity Sky v. Zhang, the judgment offers rare insight into when the English courts’ general inclination to enforce arbitral awards may be outweighed by competing policy interests such as consumer rights, say Declan Gallivan and Peter Morton at K&L Gates.

  • What Green Claims Directive Proposal Means For Businesses

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    With the European Union’s recent adoption of a general approach to the proposed Green Claims Directive, which will regulate certain environmental claims and likely be finalized next year, companies keen to publicize their green credentials have even more reason to tread carefully, say Marcus Navin-Jones and Juge Gregg at Crowell & Moring.

  • £43M Legal Bill Case Shows Courts' View On Exchange Rates

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    A recent Court of Appeal decision declined to change the currency used for payment of the Nigerian government's legal bill, aligning with British courts' consensus that they should not be concerned with how fluctuating exchange rates might benefit one party over another, says Francis Kendall at Kain Knight.

  • Examining The EU's New Payments Services Package

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    Following recent European Parliament elections, the spotlight is turning to the highly anticipated payments services package expected in September, marking a pivotal moment in the legislative process that will reshape the payment services ecosystem in the European Union, says Kristýna Tupá and Karolína Hlavinková at Schoenherr.

  • Examining The State Of Paccar Fixes After General Election

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    Following the U.K. Supreme Court's Paccar decision last year, which made many litigation funding agreements for opt-out collective actions in the Competition Appeal Tribunal unenforceable, the judiciary will likely take charge in implementing any fixes — but the general election has created uncertainty, says Ben Knowles at Clyde & Co.

  • EU Reports Signal Greenwashing Focus For Financial Sector

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    Reports from the European Supervisory Authorities on enforcement of sustainability information, plus related guidance issued by the European Securities and Markets Authority, represent a fundamental change in how businesses must operate to maintain integrity and public trust, say Amilcare Sada and Matteo Fanton at A&O Shearman.

  • Opinion

    Without Change, Fighting Fraud Is A Losing Battle For The UK

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    To successfully fight fraud cases in the U.K. — like the Russian Coms scam recently shut down by the National Crime Agency — it is clear there needs to be significant investment in recruiting and training expert investigators, and meaningful engagement between the country’s intelligence platforms, says Anthony Hanratty at Howard Kennedy.

  • Embedding Consumer Duty: 6 Areas Firms Should Prioritize

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    The Financial Conduct Authority has repeatedly emphasized that complying with the Consumer Duty is not a tick-box exercise but an ongoing responsibility, so firms need to show that the duty is at the heart of their practices by staying compliant in areas from cultural change to customer vulnerability, say Nicola Higgs and Becky Critchley at Latham.

  • 2 UK Rulings Highlight Persistent Push Payment Fraud Issues

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    Two recent High Court decisions, Larsson v. Revolut and Terna DOO v. Revolut, demonstrate that authorized push payment fraud continues to cause headaches for consumers and financial institutions alike, and with forthcoming mandatory reimbursement requirements, more APP fraud litigation can be expected, say lawyers at Charles Russell.

  • Open Questions 3 Years After 2nd Circ.'s Fugitive Ruling

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    The Second Circuit’s 2021 decision in U.S. v. Bescond, holding that a French resident indicted abroad did not meet the legal definition of a fugitive, deepened a circuit split on the fugitive disentitlement doctrine, and courts continue to grapple with the doctrine’s reach and applicability, say attorneys at Lankler Siffert.

  • Key Points From UK Prospectus Regime Reform Consultation

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    The Financial Conduct Authority's current consultation on U.K. prospectus regime reform proposals, including when a prospectus will be required and the requirements concerning content, is designed to enhance the attractiveness of the U.K.'s capital markets, say lawyers at Sullivan & Cromwell.

  • Why NCA's 1st Seizure Of Sanctioned Funds Is Significant

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    The National Crime Agency’s recently secured forfeiture of a Russian oligarch's sanctioned funds was a landmark achievement, and is particularly notable because it was made under the Proceeds of Crime Act, illustrating how U.K. authorities can coordinate their respective powers to confiscate assets, says Lindsey Cullen at WilmerHale.

  • Takeaways From New FCA Rules On Research Payments

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    The Financial Conduct Authority’s recently published final rules on payment optionality for investment research, which involve a client disclosure obligation option, will be welcome news for U.K. managers who buy investment research from U.S. brokers, and for global asset management groups, says Anna Maleva-Otto at Schulte Roth.

  • What To Expect From Labour's Pension Schemes Bill

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    The Labour government’s recently announced Pension Schemes Bill, outlining key policy areas affecting the retirement savings sector, represents a positive step forward for both defined contribution scheme members and defined benefit superfunds, but there are some missing features, says Sonya Fraser at Arc Pensions.

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