Fintech

  • January 26, 2026

    Citadel Securities Lobbies SEC For $119M CAT Fee Refund

    Citadel Securities is pressing for the return of $119 million it argues was unlawfully collected to fund a key market surveillance database known as the consolidated audit trail, telling the U.S. Securities and Exchange Commission the collection of the fees violated an Eleventh Circuit decision.

  • January 26, 2026

    Interactive Brokers Inks $5M Deal To End Algorithm Class Suit

    Online broker-dealer Interactive Brokers LLC and an investor have asked a Connecticut federal judge to give an initial nod to a $5 million deal to end decade-long class action negligence claims surrounding an allegedly faulty algorithm that liquidated short-sold securities.

  • January 26, 2026

    Sens. Offer Crypto Bill Amendments As Storm Delays Markup

    The Senate Agriculture Committee said Monday that it will postpone its markup of a bill to regulate crypto markets to Thursday in light of the weekend's winter storm, while Democrats submitted proposals to insert ethics language and ensure appointments to the U.S. Commodity Futures Trading Commission.

  • January 26, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court wrapped up the week with a slate of high-stakes deal challenges, governance rulings and oversight decisions, including an emergency bid to block a $10.9 billion bank merger, a state Supreme Court reversal reshaping stockholder agreement litigation and a major opinion allowing sexual misconduct oversight claims to proceed.

  • January 23, 2026

    OCC Won't Delay Trump Family-Tied Co. Bank Charter Review

    The Office of the Comptroller of the Currency's head, Jonathan Gould, on Friday refused to delay a review of crypto firm World Liberty Financial's national trust bank application, rebuffing concerns by Sen. Elizabeth Warren, D-Mass., that President Donald Trump's close ties to the company pose a conflict of interest.

  • January 23, 2026

    Crypto Project Laundered North Korea Crime Funds, Suit Says

    Torture and terror survivors and their families who have won monetary judgments against North Korea asked a Washington, D.C., federal judge to order a cryptocurrency project to pay nearly $250 million for allegedly laundering North Korean hacker funds they say should have been frozen and seized for the plaintiffs' compensation.

  • January 23, 2026

    Warren Tells CFPB's Vought To Heed His Boss On Credit Cards

    A top Democratic senator on Friday pointedly challenged the Consumer Financial Protection Bureau to follow through on President Donald Trump's credit card affordability concerns, questioning whether its current chief is "disregarding" White House wishes.

  • January 23, 2026

    Feds Seek $35M Forfeiture After Ex-CFO's Crypto Conviction

    Government prosecutors urged a Seattle federal judge to impose a $35 million forfeiture judgment on a software startup's former executive following his wire fraud conviction, arguing that Nevin Shetty's quick loss of the money in a cryptocurrency collapse doesn't change the fact that he stole it.

  • January 23, 2026

    CLO Investors Accused Of Rigging Rates In Shift From Libor

    Major equity investors in collateralized loan obligations have been sued in Connecticut federal court over claims that they colluded to force corporate leveraged-loan borrowers to accept higher interest rates during the phaseout of the London Interbank Offered Rate, or Libor.

  • January 23, 2026

    SEC Releases Gemini From Crypto Lending Enforcement Case

    The U.S. Securities and Exchange Commission on Friday filed to dismiss an enforcement action against Gemini Trust Company, solidifying a deal the parties reached in September over the crypto exchange's now-shuttered lending program.

  • January 23, 2026

    Pump.Fun Avoids Sanctions For Users' Harassing Meme Coins

    Meme coin launchpad Pump.Fun defeated a sanctions bid on Friday over allegations it permitted crypto tokens on its platform that threaten individuals suing it, but a Manhattan federal judge said the bid could be renewed if the harassment starts up again. 

  • January 23, 2026

    Coinbase Moves To End Suit Over SEC, 'Bankruptcy' Warnings

    Coinbase and its top brass have again urged a New Jersey federal judge to toss a class action alleging the cryptocurrency exchange misled investors about its regulatory risks and bankruptcy concerns, arguing investors were given enough notice about a U.S. Securities and Exchange Commission investigation and that new Third Circuit rulings undercut the suit's claims.

  • January 23, 2026

    Mass. Judge Seeks Input On Kalshi Sports Ban

    A Massachusetts state court judge said Friday he is still grappling with how to craft an order barring prediction market Kalshi from promoting sports-related event offerings in the state without infringing on the rights of existing contract holders, asking counsel for the company and the Massachusetts Office of the Attorney General for help hammering out the details.

  • January 23, 2026

    5 Firms Steer Capital One's $5.15B Fintech Buy

    Banking giant Capital One Financial Corp. has announced plans to acquire fintech company Brex in a $5.15 billion cash-and-stock deal that was built by five law firms.

  • January 23, 2026

    Wealth Management Biz To Go Public Via $300M SPAC Merger

    Australian trading and wealth management technology company Openmarkets unveiled plans Friday to go public by merging with special purpose acquisition company Lake Superior Acquisition Corp. in a deal with an estimated enterprise value of $300 million.

  • January 22, 2026

    Mango Labs' 'Buyer's Remorse' Can't Undo SEC Settlement

    Crypto project Mango Labs can't cancel the terms of a nearly $700,000 settlement with the U.S. Securities and Exchange Commission just because the agency has pivoted away from crypto enforcement cases and left the project with "buyer's remorse," a Manhattan federal judge ruled.

  • January 22, 2026

    10th Circ. Should Deny Interest 'Opt-Out' Rehearing, Colo. Says

    Colorado pushed back against calls for the Tenth Circuit to grant a full court rehearing of a challenge to the state's "opt-out" law on interest rates, arguing that a recent panel decision upholding the law does not merit review by the full appeals court.

  • January 22, 2026

    Ford, GM Industrial Bank Bids Get FDIC Approval

    The Federal Deposit Insurance Corp. said Thursday that it has signed off on industrial loan company applications from Ford Motor Co. and General Motors Co., clearing the two automakers to open federally insured banking units over objections from community bankers.

  • January 22, 2026

    SEC Gets $900K Judgments In Bitcoin Miner CEO's Fraud Suit

    The family and ex-wife of a former bitcoin miner CEO will pay the U.S. Securities and Exchange Commission nearly $900,000 to exit the regulator's claims the CEO misappropriated $48.5 million from investors.

  • January 22, 2026

    FDIC Rolls Back Biden-Era Digital Signage Rule

    The Federal Deposit Insurance Corp. on Thursday finalized a rollback of its digital signage requirements, easing where and how banks must display FDIC-insured labeling online after industry criticized a prior Biden-era revamp as overly rigid and confusing for customers.

  • January 22, 2026

    New Securities Class Actions Declined In 2025, Report Says

    New securities class action filings fell overall last year, along with aggregate settlement values and attorney fees, but the emergence of tariff-related suits could present a new trend in filings in response to actions taken by the U.S. government, according to a recent National Economic Research Associates Inc. report.

  • January 22, 2026

    Kalshi And Robinhood Slam Wis. Tribe's Bid To Block Gambling

    Online trading platforms Kalshi and Robinhood have asked a Wisconsin federal judge to deny a bid by a Native American tribe to preliminarily block them from offering sports event contracts on tribal lands, arguing that stopping them would harm their businesses and customers.

  • January 22, 2026

    Feds Won't Retry Landmark OpenSea NFT Fraud Case

    Federal prosecutors won't retry their fraud claims against the former OpenSea manager accused of insider trading on his employer's nonfungible token platform, walking away from the case after the Second Circuit overturned the conviction last July.

  • January 22, 2026

    3 Firms Guide BitGo's Upsized $212M IPO

    Fenwick & West LLP, Cravath Swaine & Moore LLP and Whalen LLP guided Bitgo Holding's Thursday initial public offering, which valued the company at $2.08 billion with shares priced at $18, per an announcement from the fintech company.

  • January 22, 2026

    Dayforce Investors Seek Records In $12.3B Thoma Bravo Deal

    Several stockholders of Dayforce Inc. have asked the Delaware Chancery Court to compel the global human resource software company to hand over internal books and records, arguing the board's handling of a $12.3 billion take-private sale to Thoma Bravo LP warrants closer scrutiny under Delaware law.

Expert Analysis

  • Series

    A Day In The In-House Life: Chime GC Talks Pathfinding

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    On a recent Tuesday in the office, Chime's general counsel Adam Frankel shares his typical work day, tackling everything from strategically guiding product launches and testing AI tools to mastering the perfect latte and making time for extracurricular interests.

  • Preparing For Congressional Investigations In A Midterm Year

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    2026 will be a consequential year for congressional oversight as the upcoming midterm elections may yield bolder investigations and more aggressive state attorneys general coalitions, so companies should consider adopting risk management measures to get ahead of potential changes, say attorneys at Morgan Lewis.

  • How Bank M&A Prospects Brightened In 2025

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    Even with less-than-ideal macroeconomic conditions in 2025, federal banking regulators' shift away from procedural concerns to focus more on core financial risks boosted M&A in several key ways, including shorter review timelines and increased interest in de novo charters, say attorneys at Arnold & Porter.

  • 3 Securities Litigation Trends To Watch In 2026

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    Pending federal appellate cases suggest that 2026 will be a significant year for securities litigation, with long-standing debates about class certification, new questions about the risks and value of artificial intelligence features, and private plaintiffs' growing role in cryptocurrency enforcement likely to be major themes, say attorneys at Willkie.

  • Funding Haze And Deregulatory Pursuits: The CFPB In 2026

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    In 2025, the Consumer Financial Protection Bureau did not seek additional funding from the Federal Reserve and unwound the legacy of former bureau leadership, and this year will bring further efforts to rescind or rewrite bureau regulations, as well as a changed tone to supervision efforts, say attorneys at Covington.

  • 4 Developments That Defined The 2025 Ethics Landscape

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    The legal profession spent 2025 at the edge of its ethical comfort zone as courts, firms and regulators confronted how fast-moving technologies and new business models collide with long-standing professional duties, signaling that the profession is entering a period of sustained disruption that will continue into 2026, says Hilary Gerzhoy at HWG Law.

  • Navigating AI In The Legal Industry

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    As artificial intelligence becomes an increasingly integral part of legal practice, Law360 guest commentary this year examined evolving ethical obligations, how the plaintiffs bar is using AI to level the playing field against corporate defense teams, and the attendant risks of adoption.

  • Regulatory Rollback And Lingering Limbo: The CFPB In 2025

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    The Consumer Financial Protection Bureau has implemented significant changes since President Donald Trump took office in January, including dismissing actions with prejudice, withdrawing guidance and rescinding rules, casting the bureau in uncertain light heading into 2026, say attorneys at Mayer Brown.

  • 2025 Calif. Banking Oversight Centered On Consumer Issues

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    The combination of statutory reform, registration mandates and enforcement activity in 2025 signals that California's financial regulatory landscape is focused on consumer protection, particularly in the areas of crypto kiosk fee practices, earned wage access providers and elder fraud, say attorneys at Ropes & Gray.

  • The Major Securities Litigation Rulings And Trends Of 2025

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    The past 12 months saw increased regulator focus on disclosures concerning artificial intelligence, signs of growing judicial scrutiny at the class certification stage, and shifting regulatory priorities at the U.S. Securities and Exchange Commission — all major developments that may significantly affect securities litigation strategy in 2026 and beyond, say attorneys at Debevoise.

  • The CFTC's Road Ahead Under Newly Confirmed Chair

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    Michael Selig's Dec. 18 confirmation as U.S. Commodity Futures Trading Commission chair comes at a critical juncture, as the agency is poised to gain oversight over the crypto industry and increase its jurisdictional mandate covering prediction markets, says Elizabeth Lan Davis at Davis Wright.

  • How Fractional GCs Can Manage Risks Of Engagement

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    As more organizations eliminate their in-house legal departments in favor of outsourcing legal work, fractional general counsel roles offer practitioners an engaging and flexible way to practice at a high level, but they can also present legal, ethical and operational risks that must be proactively managed, say attorneys at Boies Schiller.

  • SEC Rulemaking Radar: A Reset, A Shift And A Preview Of '26

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    With major proposals withdrawn and new priorities emerging, forthcoming U.S. Securities and Exchange Commission proposals in 2026 will look to reshape how digital assets are regulated, recalibrate market structure and simplify how small companies go public, says Christopher Grobbel at Goodwin.

  • Changes In Crypto, Cybersecurity Defined NY Banking In 2025

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    The major takeaways from 2025 in New York banking policy involve updated guidance, regulations and requirements primarily affecting innovation and digital banking, in areas such as cybersecurity, virtual currencies, and buy now, pay later programs, say attorneys at Steptoe.

  • Series

    Nature Photography Makes Me A Better Lawyer

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    Nature photography reminds me to focus on what is in front of me and to slow down to achieve success, and, in embracing the value of viewing situations through different lenses, offers skills transferable to the practice of law, says Brian Willett at Saul Ewing.

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