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SEC Taps Agency Vet To Lead Adviser, Fund Rulemaking Unit

By Sarah Jarvis (February 28, 2024, 10:38 PM EST) -- The U.S. Securities and Exchange Commission announced Wednesday that an agency veteran currently serving as deputy director of the examinations division will be the new head of its investment management division, which oversees the regulation of investment advisers, mutual funds and certain private fund operators....

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