White Collar

  • March 27, 2026

    Ex-CEO Sues Former NJ AG Over Tossed RICO Case

    The former CEO of The Michaels Organization, who was indicted in New Jersey's now-dismissed criminal racketeering case against South Jersey power broker George E. Norcross III, has accused former New Jersey Attorney General Matthew J. Platkin and other members of his office of commencing the prosecution knowing there was no probable cause.

  • March 27, 2026

    Family Members Get Prison Terms For Tax Refund Scheme

    Family members convicted of designing a trust scheme that tried to net $8.5 million in tax refunds were sentenced to prison by a Texas federal judge and ordered to pay back $1.7 million they spent on cryptocurrency and luxuries, according to the U.S. Department of Justice.

  • March 26, 2026

    Atty. Conduct Gets Fraud Conviction Thrown Out By 2nd Circ.

    The Second Circuit has vacated a New York man's fraud conviction, pointing to the conduct of his former counsel, who had a private conversation with the judge in which he said he was worried the defendant was engaging in "delay tactics" that could include punching the lawyer in the head.

  • March 26, 2026

    Live Nation Kicks Off Defense Case In Antitrust Trial

    A coalition of state attorneys general on Thursday mostly concluded their antitrust case against Live Nation and its Ticketmaster subsidiary, following weeks of a trial that was nearly derailed after the U.S. Department of Justice dropped out, and Live Nation kicked off its defense case with a company executive who pushed back against claims of anticompetitive conduct.

  • March 26, 2026

    Venezuelan Leader Says Ex-Fla. Rep Couldn't Get US Meetings

    A Venezuelan political opposition leader told jurors Thursday that he connected with former Florida congressman David Rivera to try to secure meetings with high-level U.S. officials in the first Trump administration, but Rivera — who is on trial for allegedly failing to register as a foreign agent — failed to deliver.

  • March 26, 2026

    FINRA Fines Broker-Dealer $600K For Off-Channel Violations

    The Financial Industry Regulatory Authority has fined a San Francisco-based broker-dealer $600,000 for allegedly failing to supervise employees' use of unapproved messaging platforms, in a type of proceeding FINRA's CEO said earlier this week would indicate a "real breakdown" in oversight.

  • March 26, 2026

    FBI Agent Doesn't Have To Testify In Ga. Ballot Fight

    The FBI special agent behind the bureau's seizure of 2020 election records from Fulton County, Georgia, will not have to testify in an upcoming evidentiary hearing in the county's suit seeking return of the materials, a federal judge said Thursday.

  • March 26, 2026

    Investment Fraudster Gets 6½ Years For Swindling Clients

    A purported investment adviser appearing in his third adulthood fraud case received more than six years in prison on Thursday as an Illinois federal judge expressed hope that he'll "do the hard work" it will take to address the personal issues leading him to engage in such conduct.

  • March 26, 2026

    SEC Urges Justices To Keep Disgorgement Powers Intact

    The U.S. Supreme Court should continue allowing the U.S. Securities and Exchange Commission to collect ill-gotten profits from fraudsters without having to identify any particular victims of said scheme, the agency told the high court in a case that could limit its disgorgement powers.

  • March 26, 2026

    Pa. Justices End Mandatory Life Sentences For Felony Murder

    The Pennsylvania Supreme Court ended the use of mandatory life-without-parole sentences for felony murder offenses Thursday, potentially upending the sentences of more than 1,000 incarcerated people in a case that has drawn national attention.

  • March 26, 2026

    Penny Stock Seller Says SEC Fraud Claim Fails Without Victim

    Western Bankers Capital Inc. and the estate of its operator have urged a New York federal judge to grant them an early win in a U.S. Securities and Exchange Commission suit alleging they and others reaped nearly $6 million in illicit proceeds by selling unregistered penny stocks, in part because they say they were a victim of the alleged scheme.

  • March 26, 2026

    McDonald Hopkins Must Produce Fraud Warning Docs

    Midwestern law firm McDonald Hopkins LLC must produce email communications in connection with litigation accusing Blue Cross units of a smear campaign against a clinical lab owner, an Ohio federal judge ruled, finding the documents were not protected by work product or attorney-client privilege.

  • March 26, 2026

    Insurer's Fake-Adjuster Suit Is Time-Barred, Court Says

    An insurer missed its chance to file negligence claims against a man it alleged illegally represented himself as an adjuster to demand nearly $48 million on behalf of a transportation agency for damage from Hurricane Maria, a Puerto Rico federal court ruled Thursday.

  • March 26, 2026

    Crypto Developer Loses Bid To Block Potential DOJ Action

    A Texas federal court tossed a crypto software developer's suit against U.S. Attorney General Pam Bondi seeking protection over his forthcoming software from an enforcement action under federal money transmitting laws, finding the developer failed to show a substantial threat of prosecution.

  • March 26, 2026

    Bill To Give Admin More Control Over US Attys Advances

    A Republican-led bill that would give the executive branch more authority over the installation of U.S. attorneys was advanced out of a House committee Thursday.

  • March 26, 2026

    DOJ Says NY-Presbyterian Blocked Lower-Cost Health Plans

    New York-Presbyterian Hospital is forcing major health insurers to contract with it on an "all-or-nothing" basis, which is driving up healthcare costs in New York City and violates federal antitrust law, the U.S. Department of Justice said in a federal lawsuit filed Thursday. 

  • March 26, 2026

    Nixon Peabody Hires Former Interim US Atty For EDNY

    Nixon Peabody LLP announced Wednesday that it has hired a prominent federal prosecutor who spent about two decades with the Department of Justice, including as interim U.S. attorney for the Eastern District of New York.

  • March 26, 2026

    Ex-Deloitte Workers Can't Undo Charge Revival, 4th Circ. Says

    The full Fourth Circuit has declined to reconsider its late February decision to revive most of the charges against two ex-Deloitte workers accused of stealing the company's trade secrets, after the workers insisted the unfavorable ruling bucked circuit and U.S. Supreme Court precedent.

  • March 26, 2026

    Steptoe Adds Barnes & Thornburg Financial Regulatory Leader

    Steptoe LLP has hired a Barnes & Thornburg LLP leader in Chicago who helped found two practice groups at his old firm that are focused on financial regulatory matters.

  • March 25, 2026

    Supermicro Investor Sues After Arrests For China AI Exports

    A Super Micro Computer investor alleged in a California federal lawsuit Wednesday that the technology company failed to disclose that a large portion of its server sales were to Chinese companies in transactions that violated U.S. export controls, leading to three arrests and a significant drop in stock price.

  • March 25, 2026

    DOJ Agrees To Settle Flynn's Fla. Suit Over False Prosecution

    Retired Army general Michael Flynn reached a financial settlement with the U.S. Department of Justice on Wednesday in his Florida federal lawsuit claiming he was wrongly prosecuted for allegedly lying to the FBI during its investigation into whether Donald Trump coordinated with Russia during the 2016 election.

  • March 25, 2026

    Trio Charged By Feds Over Plot To Smuggle AI Tech To China

    Three men have been charged with plotting to smuggle millions of dollars' worth of graphics processing units and AI technology to China while using intermediary businesses based in Thailand to make it look as though they were the ultimate end users, Georgia federal prosecutors announced on Wednesday.

  • March 25, 2026

    Wash. Panel Revives Prison Drug Swab Suit

    A Washington state appeals court has partially revived a lawsuit brought by incarcerated people who claim their constitutional rights were violated by prison officials who used tests known to produce false positives to enforce a random drug testing policy inside state prisons.

  • March 25, 2026

    Lead Defendant In $1M Benefits Fraud Case Pleads Guilty

    The lead defendant in a criminal case over an alleged scheme to collect $1 million in fraudulent food and unemployment assistance pled guilty Wednesday, according to the Massachusetts U.S. attorney's office.

  • March 25, 2026

    Winston & Strawn Wants Hunter Biden To Respond In Fee Row

    Winston & Strawn LLP has asked the D.C. Superior Court to force Hunter Biden to fully respond to interrogatories in its lawsuit against the former president's son over unpaid legal bills, after Biden conducted an incomplete "hand search" of documents at issue.

Expert Analysis

  • Reel Justice: 'Die My Love' And The Power Of Visuals At Trial

    Author Photo

    The powerful use of imagery to capture the protagonist’s experience of postpartum depression in “Die My Love” reminds attorneys that visuals at trial can persuade jurors more than words alone, so they should strategically wield a new federal evidence rule allowing for illustrative aids, says Veronica Finkelstein at Wilmington University.

  • Opportunities Amid The Challenges Of Trump's BIS Shake-Up

    Author Photo

    The Trump administration’s continuing overhaul of the Bureau of Industry and Security has created enormous practical challenges for export compliance, but it potentially also offers a once-in-a-generation opening to advocate for simplifying and rationalizing U.S. export controls, say attorneys at Gibson Dunn.

  • How SEC Civil Penalties Became Arbitrary: The Data

    Author Photo

    Data regarding how the U.S. Securities and Exchange Commission has adhered to its own civil penalty rules over the past 20 years reveals that awards are no longer determined in accordance with the guidelines imposed on the SEC by the securities laws, say David Slovick at Kopecky Schumacher and Phil Lieberman at Vanderbilt Law.

  • Series

    Hosting Exchange Students Makes Me A Better Lawyer

    Author Photo

    Opening my home to foreign exchange students makes me a better lawyer not just because prioritizing visiting high schoolers forces me to hone my organization and time management skills but also because sharing the study-abroad experience with newcomers and locals reconnects me to my community, says Alison Lippa at Nicolaides Fink.

  • Postconviction Law In 2026: A Recalibration, Not A Revolution

    Author Photo

    As the U.S. Supreme Court prepares to issue decisions in several federal postconviction cases in the coming months, the justices appear focused on restoring coherence to a system in which sentencing modification, collateral review and finality increasingly overlap, and success for practitioners will depend on strategic clarity, say attorneys at the Law Offices of Alan Ellis.

  • How SEC Civil Penalties Became Arbitrary: The Framework

    Author Photo

    An examination of how the U.S. Securities and Exchange Commission has recently applied guidelines governing the imposition of monetary penalties in enforcement actions shows that civil penalty awards in many cases are inconsistent with the rules established to structure them, say David Slovick at Kopecky Schumacher and Phil Lieberman at Vanderbilt Law.

  • How A 1947 Tugboat Ruling May Shape Work Product In AI Era

    Author Photo

    Rapid advances in generative artificial intelligence test work-product principles first articulated in the U.S. Supreme Court’s nearly 80-year-old Hickman v. Taylor decision, as courts and ethics bodies confront whether disclosure of attorneys’ AI prompts and outputs would reveal their thought processes, say Larry Silver and Sasha Burton at Langsam Stevens.

  • Takeaways From 7th Circ.'s Bank Fraud Conviction Reversal

    Author Photo

    The Seventh Circuit’s recent decision in U.S. v. Robinson, holding that a bank fraud conviction must be grounded in a clear misrepresentation to the financial institution itself, signals that the court will not hesitate to correct substantive errors, even in unpreserved challenges, say attorneys at Quinn Emanuel.

  • Navigating Privilege Law Patchwork In Dual-Purpose Comms

    Author Photo

    Three years after the U.S. Supreme Court declined to resolve a circuit split in In re: Grand Jury, federal courts remain split as to when attorney-client privilege applies to dual-purpose legal and business communications, and understanding the fragmented landscape is essential for managing risks, say attorneys at Covington.

  • 2 OFAC Sanctions Actions Highlight PE Compliance Risk

    Author Photo

    Recent Office of Foreign Assets Control enforcement actions against two private equity firms for facilitating sanctioned persons' access to the U.S. financial system underscore the need for nonbank financial institutions' compliance programs to consider the sanctions risk of their investors, including indirect dealings with blocked persons, say attorneys at Paul Weiss.

  • Easing Equity Research Firewall Shows SEC Open To Updates

    Author Photo

    The U.S. Securities and Exchange Commission’s recent agreement to modify a decades-old settlement meant to limit investment bankers’ influence over research analysts within major broker-dealer firms reflects a shift toward a commission that recognizes how rules can be modernized to lighten compliance burdens without eliminating core safeguards, say attorneys at Ropes & Gray.

  • Series

    Calif. Banking Brief: All The Notable Legal Updates In Q4

    Author Photo

    The regulatory and litigation developments for California financial institutions in the fourth quarter of 2025 were incremental but consequential, with the Department of Financial Protection & Innovation relying on public enforcement actions to articulate expectations, and lawmakers and privacy regulators playing a role as well, says Stephen Britt at Stinson.

  • Series

    Fly-Fishing Makes Me A Better Lawyer

    Author Photo

    Much like skilled attorneys, the best anglers prize preparation, presentation and patience while respecting their adversaries — both human and trout, says Rob Braverman at Braverman Greenspun.

  • Unpacking The DOJ Meatpacking Probe

    Author Photo

    The recent U.S. Department of Justice meatpacking antitrust investigation is in line with the Trump administration's focus on crimes that affect U.S. consumers, and businesses in other agricultural sectors should be aware of the increased antitrust scrutiny currently aimed at the industry, say attorneys at Norton Rose.

  • 4 Ways GCs Can Manage Growing Service Of Process Volume

    Author Photo

    As automation and arbitration increase the volume of legal filings, in-house counsel must build scalable service of process systems that strengthen corporate governance and manage risk in real time, says Paul Mathews at Corporation Service Co.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the White Collar archive.