White Collar

  • October 05, 2026

    SEC Says Ex-Tech CEO Faked Consulting Deals For Family

    The U.S. Securities and Exchange Commission accused the former CEO of a public technology company of defrauding investors by concealing and misrepresenting transactions between the company and his friends and family, including his daughter, which were often falsely described as payments for consulting services.

  • October 05, 2026

    Split 9th Circ. Backs Ex-GM Worker's $5M Bribery Conviction

    A split Ninth Circuit on Monday upheld a former General Motors Co. commodity manager's conviction for soliciting a $5 million cash bribe from an auto parts supplier in return for ensuring it secured a $100 million contract.

  • October 05, 2026

    Novel Strategy Prompted ETF Guidance, Treasury Atty Says

    The U.S. Department of the Treasury's recent revenue ruling and notice cracking down on improper arrangements using legitimate exchange-traded fund conversions was a response to a marketed transaction that was not squarely addressed by existing rules targeting abusive practices, a department official said Monday.

  • October 05, 2026

    Convicted Ex-Coal Exec Flags New Claim Against Key Witness

    A former coal executive convicted in a Foreign Corrupt Practices Act trial has asked a Pennsylvania federal judge to delay his upcoming sentencing hearing, arguing he recently learned of allegations that a key government witness in the case "continues to pay bribes."

  • October 05, 2026

    O'Melveny Hires SEC Senior Enforcement Atty In DC

    O'Melveny & Myers LLP announced Monday it has hired a senior enforcement attorney from the U.S. Securities and Exchange Commission who is joining the firm's white collar defense and corporate investigations practice as a partner in Washington.

  • October 05, 2026

    SEC Censures JPMorgan Over Disqualified Swaps Trader

    JPMorgan Securities and JPMorgan Chase Bank have agreed to a cease-and-desist order and a censure from the U.S. Securities and Exchange Commission to resolve claims that the firms allowed a person who was statutorily disqualified due to a violation in the U.K. to effectuate security-based swap transactions.

  • October 05, 2026

    Tax Prep CEO Cops To Fraud After Feds Charge $25M IRS Con

    A New York City tax preparation CEO pled guilty to defrauding the IRS on Monday, after federal prosecutors charged him and two associates with claiming $25 million of fake deductions while telling clients: "You really aren't paying my fee. The IRS is."

  • October 05, 2026

    High Court Won't Hear Madoff Feeder Funds' Clawback Appeal

    The U.S. Supreme Court on Monday denied certiorari to a group of feeder funds that invested in the Ponzi scheme of Bernard L. Madoff, which sought to challenge a Second Circuit ruling that found their $6 billion in clawback claims were barred by a securities safe harbor of the bankruptcy code.

  • October 05, 2026

    Justices Reject Deportation Risk Advice Case

    The U.S. Supreme Court said Monday it won't examine the issue of whether defense counsel is obligated to inform noncitizen clients in criminal proceedings about the risk of deportation present in all related legal matters, including civil cases. 

  • October 02, 2026

    Crime Fraud Exception Sought In Ex-Adams Aide's Bribe Case

    Prosecutors on Friday said the crime fraud exception should greenlight access to privileged material as part of their case against former New York Mayor Eric Adams' chief of staff, who's accused of taking bribes in exchange for steering a $6.8 million migrant housing contract to a Queens hotel owner.

  • October 02, 2026

    DOJ Won't Revive Powell Probe Over Fed HQ Project, AG Says

    The U.S. Department of Justice won't restart its criminal investigation into former Federal Reserve Chair Jerome Powell over the costly renovations of the central bank's headquarters, U.S. Attorney General Todd Blanche said Friday.

  • October 02, 2026

    Live Nation Fights States' Latest Bid For Insight Into DOJ Deal

    Live Nation has fired back against the latest request in New York federal court by some state attorneys general seeking material related to Live Nation's midtrial antitrust settlement with the U.S. Department of Justice, arguing the states are seeking burdensome discovery, including communications between third parties and outside counsel.

  • October 02, 2026

    Texas Justices Won't Review Nixed $64M Credit Suisse Verdict

    The Texas Supreme Court on Friday declined to hear an appeal of a decision that wiped away a $64 million award to a subsidiary of a Dallas investment company following alleged fraud by Credit Suisse surrounding lending for a luxury Nevada community.

  • October 02, 2026

    FirstBank Fights Class Cert. Bid In Epstein Victims' Suit

    FirstBank Puerto Rico is urging a New York federal judge not to grant certification to a proposed class of women who were sexually abused or trafficked by Jeffrey Epstein or his co-conspirators, arguing that many of the suit's claims required individualized inquiries and are "ill-suited to class-wide adjudication."

  • October 02, 2026

    Staffing Co. To Pay Colo. $2.86M Over False Travel Bills

    The Colorado Attorney General's Office announced a $2.86 million settlement with a health care staffing company that overcharged the Colorado Department of Corrections for travel time of health care providers, according to a news release Friday.

  • October 02, 2026

    Feds Will Appeal Order Striking Down Noncitizen Voting Ban

    The U.S. government indicated Friday that it will appeal a decision striking down a federal law preventing noncitizens from voting and dismissing a voter fraud case against a Florida woman who voted in the 2020 federal election.

  • October 02, 2026

    Fake Warhols Dealer Gets Nearly 4 Years For Art Scheme

    A Florida federal judge sentenced a Miami art dealer Friday to nearly four years in prison for selling fake Andy Warhol paintings and remanded him into custody immediately, citing his failure to show up last week at his initial sentencing.

  • October 02, 2026

    SEC Fines Latch $1M Over SPAC-Tied Revenue Misstatements

    The smart lock system company formerly known as Latch Inc. has agreed to pay $1 million to the U.S. Securities and Exchange Commission to resolve claims of incorrect revenue recognition and internal control and accounting violations connected to its go-public combination with a blank check company.

  • October 02, 2026

    Trump Urges Ga. Court To Keep DA Out Of $16M Fee Dispute

    President Donald Trump and other former defendants in a dismissed election interference case urged a Georgia appellate court to uphold an order blocking Fulton County District Attorney Fani Willis from intervening in their bid to recoup $16 million in legal fees.

  • October 02, 2026

    Gov't Contractor Owner Guilty Of Hiding Assets In Bankruptcy

    A Delaware federal judge found the owner of a government contracting firm lied on bankruptcy forms to hide assets from creditors but cleared her on a related criminal charge of making false statements under oath.

  • October 02, 2026

    SEC Denied $6M Disgorgement Over College Student's Fraud

    An Oklahoma federal judge has ordered a man accused by the U.S. Securities and Exchange Commission of defrauding his college classmates' parents and others out of $7.8 million with two investment funds he launched to pay nearly $500,000 in penalties and disgorgement, blocking the agency's request for the defendant to disgorge over $6.3 million.

  • October 02, 2026

    DOJ Envisions 'Full-Fledged Law Firm' To Combat Gov't Fraud

    The National Fraud Enforcement Division was created less than six months ago, but it is rapidly reshaping the U.S. Department of Justice and spurring an uptick in internal corporate investigations, white collar experts say.

  • October 02, 2026

    SEC Renews Judgment Bid Against Crowdfunding Promoter

    The U.S. Securities and Exchange Commission has lodged a new request in Michigan federal court for summary judgment against a businessperson it has accused of orchestrating two fraudulent crowdfunding offerings that raised almost $2 million from thousands of investors, arguing its evidence showed the man diverted much of the money to himself, his relatives and associates.

  • October 02, 2026

    Roberts Wants Less Talk. Supreme Court Attorneys Disagree.

    Near the end of last term, Chief Justice John Roberts voiced his frustration with the U.S. Supreme Court's lengthening oral argument sessions and suggested the justices might tweak their format over the summer. But as the new term begins Monday, the court has yet to announce any changes, and advocates see little need for improvement.

  • October 02, 2026

    Parler Ex-CEO Wins $11M Over Ouster From Social Media Site

    A jury in Nevada found Friday that Parler co-founder John Matze is owed nearly $11.1 million, including $250,000 in punitive damages, for the stake he was stripped of after billionaire business partner Rebekah Mercer and others allegedly changed the social media company's constitution to get rid of him.

Expert Analysis

  • Ill. Law Firm MSO Bill Clashes With Court Power, Ethics Rules

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    An Illinois bill prohibiting law firms from certain business arrangements with management service organizations, sent to the governor for signature last week, encroaches upon the courts' constitutional powers and goes beyond the Illinois Rules of Professional Conduct in regulating investment in law-related services, says Matthew O’Hara at Smith Gambrell.

  • How McDonnell Still Shapes Bribery Defense Strategy

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    The pending federal bribery allegations against Washington, D.C., Council member Trayon White Sr. highlight for defense counsel the importance of overcoming the “official act” requirement established by the U.S. Supreme Court’s ruling in McDonnell v. U.S., and juries' critical role in distinguishing between official and unofficial acts, say attorneys at ArentFox Schiff.

  • Opinion

    State Courts Must Be Gatekeepers Of Expert Testimony

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    Based on my experience in the state judiciary, emulating federal courts' role as gatekeepers of expert witness testimony would help state court judges maintain the appearance of impartiality and assist juries, thus enhancing the overall confidence people have in their justice system, says Lorie Gildea at Greenberg Traurig.

  • Series

    Moshing Makes Me A Better Lawyer

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    Entering a mosh pit is much like entering the practice of law — it is difficult, you have to know both the written and unwritten rules, and conduct yourself according to the expectations of each community, says Christopher Deubert at Constangy Brooks.

  • Brief Iran Sanctions Pause Will Most Benefit Non-US Cos.

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    Due to its short duration, the Office of Foreign Assets Control’s recently issued general license easing Iran sanctions will mostly benefit companies with preexisting commercial relationships involving Iranian petroleum, and is unlikely to mitigate overcompliance and de-risking behavior by U.S. and foreign financial institutions, says Michelle Roberts at Berliner Corcoran.

  • Is The SEC Entering Fight Over Prediction Market Oversight?

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    The U.S. Securities and Exchange Commission had remained largely silent on prediction market regulation until last week, but that trend may be changing, as many event contracts could qualify as security-based swaps, which are subject to the SEC's oversight under current definitions, say attorneys at Bradley Arant.

  • Data Reveals Pivot In Feds' Financial Fraud Priorities

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    Recent Justice Department data shows fraud prosecutions fell to their lowest rate in a decade in 2025, illustrating a move away from traditional financial cases and toward a targeted mix of healthcare, government program, consumer and sanctions matters, say Paul Hinton and Adrienna Huffman at The Brattle Group.

  • New Timeline For Benefits Cases May Increase FCA Litigation

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    Recent reforms designed to speed enforcers’ intervention decisions in False Claims Act suits involving state-administered benefits will likely encourage more qui tam relators to litigate cases without the government’s imprimatur, and increase defendants’ discovery burdens, defense costs and business disruptions, say attorneys at Morgan Lewis.

  • Why Highly Specialized Experts May Risk Exclusion At Trial

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    Expert witnesses with highly specific areas of focus may be vulnerable to exclusion in court, making it important for attorneys to check how potential witnesses' qualifications can be bolstered by their publications and other professional activities, say Evan Weisberg and Christopher Cunio at Hunton, and Kevin Cahill at FTI Consulting.

  • Agentic AI And Securities Law: The Machine As A Manipulator

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    The market manipulation doctrine that emerges following the rise of agentic artificial intelligence may be more focused on market effects than on individual states of mind, and more attentive to system design than to discrete acts of deception, says Joseph A. Hall at Davis Polk.

  • FDIC Proposal Takes Bank-Like AML Approach To Stablecoins

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    Rather than craft a bespoke regime for stablecoin issuers, a recently proposed Federal Deposit Insurance Corp. rule builds a technology-neutral Bank Secrecy Act compliance framework under the Genius Act, firmly anchoring stablecoins within the U.S. financial regulatory perimeter, says David Zaslowsky at Baker McKenzie.

  • DOJ Shifts Raise Ethics Questions For White Collar Defense

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    Recent shifts in U.S. Department of Justice clemency and charge-dismissal practices create ethical gray areas for white collar defense attorneys, who should follow risk-mitigating best practices while still forcefully advocating for their clients, says Kenneth Notter at MoloLamken.

  • A Midyear Look At Antiterrorism Act Jurisprudence And Policy

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    Plaintiffs have filed comparably fewer new actions under the Antiterrorism Act this year, though a handful of key decisions further defined the statute’s aiding-and-abetting standard and highlighted continuing risks for financial services companies, say attorneys at Skadden.

  • Justices' Obstruction Ruling Clears Venue-Challenge Path

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    While the U.S. Supreme Court’s recent ruling in Abouammo v. U.S. poses venue challenges for federal obstruction of justice prosecutions, it is a gift for defense counsel because it offers a clean, constitutional basis to challenge venue where a place of falsification and a place of investigation diverge, says Liz Aloi at MoFo.

  • Drawing A Line Between Settlement Pressure And Extortion

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    U.S. v. Luo, pending in the U.S. District Court for the Southern District of New York, may force courts to address anew when settlement negotiations become criminal extortion, particularly in the age of easily fabricated digital evidence, says attorney Denis Kiely.

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