Securities

Securities Law360 provides breaking news and analysis on securities law and corporate governance. Coverage includes high-stakes shareholder litigation, government enforcement actions, and related policy developments.



Sign up for a 7-day FREE trial today!



Latest News in Securities

  • September 22, 2025

    Ex-Joseph Gunnar Broker Cops To $1M Insider Trading Scheme

    A former Joseph Gunnar & Co. broker Monday admitted to his role in what prosecutors say was a scheme to use confidential information about upcoming secondary stock offerings to make over $1 million in illicit profits.

  • September 22, 2025

    SEC Sues NC Man For 'Free-Riding' Securities Scheme

    A North Carolina man faces U.S. Securities and Exchange Commission allegations that he systematically gamed certain broker-dealers to engage in a so-called free-riding scheme that enabled him to trade nearly $900,000 worth of securities despite not actually possessing the funds to do so.

  • September 22, 2025

    Judge Blocks New Claims In BNY Mellon Self-Dealing Suit

    A pair of investors with the Bank of New York Mellon can't use an amended complaint to raise a relatively new theory of liability against the bank nearly five years after filing their original suit, a Pennsylvania federal judge ruled Monday.

  • September 22, 2025

    UK, US To Collaborate On Capital Markets, Crypto Policy

    The U.S. Department of the Treasury and the United Kingdom's financial ministry on Monday announced the formation of a joint taskforce to explore ways to collaborate on digital asset policy and "improve links" between the two countries' capital markets.

  • September 22, 2025

    Robbins Geller To Steer Ford Investors' Warranty Costs Suit

    Robbins Geller Rudman & Dowd LLP was selected on Monday to lead a consolidated putative class action accusing Ford Motor Co. and its executives of concealing rising warranty costs that later caused an 18% stock price decline.

See more Securities news

Securities

Areas of Coverage

  • AGENCIES
  • U.S. Securities and Exchange Commission
  • U.S. Commodity Futures Trading Commission
  • U.S. Department of Justice
  • Self-regulatory organizations
  • State and international securities regulators
  • POLICY & REGULATION
  • Dodd-Frank Act
  • Employee Retirement Income Security Act
  • Investment Advisers Act
  • Investment Company Act
  • Private Securities Litigation Reform Act
  • Foreign Corrupt Practices Act
  • Sarbanes-Oxley Act
  • Securities Act
  • Securities Exchange Act
  • Securities Investor Protection Act
  • International banking legislation and regulation
  • ENFORCEMENT
  • Fraud investigations
  • Insider trading charges
  • LITIGATION
  • Accounting and securities fraud suits
  • Shareholder class actions, including derivative suits
  • Suits over mortgage-backed securities, credit-default swaps, and other high-risk assets
  • Proxy battles and hostile takeover suits
  • Securities disputes in bankruptcy cases
  • ERISA suits
  • PROFILES
  • Personnel moves
  • Profiles of securities practices

Readership

  • Securities and white collar lawyers at top law firms
  • Corporate counsel and compliance officers at Fortune 1000 companies
  • Information experts at law firms, agencies, and companies
  • Policymakers at federal and state agencies
  • Judges and court staff across the U.S.
  • Professors, students, and library staff at every accredited law school in the U.S.
  • Attorney and law firm marketing professionals