Securities

Securities Law360 provides breaking news and analysis on securities law and corporate governance. Coverage includes high-stakes shareholder litigation, government enforcement actions, and related policy developments.



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Latest News in Securities

  • October 06, 2026

    CFTC Eases Conversion Of Certain Contracts To Perpetuals

    The U.S. Commodity Futures Trading Commission took another step toward widening the field of perpetual contracts by easing the way for platforms to convert certain existing contracts tracking security indices into true perpetual futures.

  • October 06, 2026

    CVS Can't Get Second Shot At Tossing Investors' AI Use Suit

    A New York federal judge on Tuesday declined to give CVS another opportunity to dismiss a lawsuit accusing it of inflating its revenues through the use of artificial intelligence. 

  • October 06, 2026

    FINRA Says Broker Enabled 'Ramp-And-Dump' IPO Schemes

    The Financial Industry Regulatory Authority announced that Revere Securities LLC has agreed to pay $800,000 to settle claims that it overlooked the potentially suspicious activity of customers involved in small-cap, foreign public offerings prone to "ramp-and-dump" schemes.

  • October 06, 2026

    Sprout Social Must Face Suit Over Troubled Acquisition

    An Illinois federal judge on Tuesday denied a bid from Sprout Social Inc. to dismiss a class action stock-drop suit alleging the social media management company missed its financial guidance and struggled to integrate an influencer marketing platform it acquired, finding the suit's challenged statements are actionable and that the claims suggest the defendants knowingly committed fraud. 

  • October 06, 2026

    SEC Says Fintech Inflated Revenue In $6.7M Seed Raise

    The U.S. Securities and Exchange Commission has sued financial technology startup Kalder Inc. and its convicted founder and former CEO, alleging that they made false and misleading statements to investors in connection with a $6.7 million seed financing round.

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Securities

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