Judge Says $1.4M Brokerage Employment Case Stays In Court
By Aaron Keller ( February 6, 2024, 6:01 PM EST) -- Holding that an employment contract's FINRA arbitration provisions don't block state courts from considering prejudgment remedy requests, a Connecticut state court judge has agreed to proceed with a $1.4 million placeholder application against a former employee of a brokerage who is accused of siphoning business from the firm....
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