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November 10, 2026
The U.S. Securities and Exchange Commission is backing the Commodity Futures Trading Commission's approval of perpetual contracts tied to individual stocks, arguing the depiction in a special interest organization's lawsuit of "a CFTC gone rogue, and an SEC gone missing" is mistaken.
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November 10, 2026
The U.S. Securities and Exchange Commission brought 22% fewer actions during its first full fiscal year under Chairman Paul Atkins compared to the prior year, according to a report the agency released Tuesday. It continues a downward trend in case counts, although the agency stresses the number of cases it brings is an incomplete measure of enforcement effectiveness.
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November 10, 2026
A research analyst for the quantitative trading arm of investment firm Point72 LP used company-provided artificial intelligence programs to extract proprietary source code so he could bring it to a competitor, according to a Connecticut state court lawsuit.
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November 10, 2026
Verrica Pharmaceuticals and a group of investors have reached a $4 million deal to end claims that the company hid obstacles it faced in obtaining U.S. Food and Drug Administration approval for its lead product.
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November 10, 2026
The nationwide tangle of litigation over the regulation of prediction markets grew as Robinhood challenged Missouri and OG.com sued Arkansas in separate suits to fend off potential state enforcement actions targeting the companies' sports wagers as bets.
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November 10, 2026
State officials and public pensions, including the California Public Employees' Retirement System, are urging the U.S. Securities and Exchange Commission not to get rid of a 15-year-old rule blocking investment advisers that donate to certain political campaigns from working with municipal and state funds, arguing it protects retirees from corruption.
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November 10, 2026
Drugmaker Skye Bioscience Inc. has reached a $2.5 million settlement with investors that would end a proposed securities class action alleging the company overhyped a weight-loss drug, causing its stock price to plummet once the truth came to light.
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November 10, 2026
LCI Industries said Tuesday it has rejected a second buyout offer from Monomoy Capital Partners, stating that the proposal is not superior to LCI's existing plan to create a $7.7 billion company through its combination with fellow RV parts maker Patrick Industries.
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November 10, 2026
Block Inc. reached a deal for insurers to pay it $150 million to resolve a shareholder derivative suit alleging that compliance failures fueled an "explosion" of fraud and other illicit activity on the company's Cash App, according to a motion filed Monday seeking a California federal judge's preliminary approval.
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November 10, 2026
Three investors in college financial aid startup Frank told the Delaware Chancery Court on Tuesday that JPMorgan Chase Bank NA waived the $45 million in claims it wants to recover from the fraudulent $175 million acquisition of Frank.
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November 10, 2026
Audra Soloway of Paul Weiss Rifkind Wharton & Garrison LLP helped convince a jury to clear ExxonMobil of allegations that it misled investors about the profitability of some of its oil and gas operations, earning her a spot as one of the 2026 Law360 Securities MVPs.
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November 10, 2026
A Delaware federal magistrate judge found that three attorneys violated rules of professional conduct after the court discovered legal authorities that were falsely generated by artificial intelligence in a brief last year, issuing $3,000 sanctions against just two of them after local counsel said he received the filing at the last minute but took responsibility for its errors anyway.
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November 10, 2026
Claude developer Anthropic PBC on Tuesday set a price range for its long-anticipated blockbuster initial public offering, telling U.S. regulators that it plans to raise around $61 billion in what could be the second-largest IPO ever.
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November 09, 2026
An Nvidia shareholder Monday filed a proposed class action against the company and Chief Executive Officer Jen-Hsun "Jensen" Huang over Huang's alleged affair with a suspected Chinese spy, claiming that the chipmaker misled investors as to national security concerns and risks to the company's reputation.
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November 09, 2026
The Ninth Circuit ruled Monday that California can require companies to report greenhouse gas emissions from their own operations or from purchased energy, but temporarily blocked the state from requiring reporting of indirect emissions and climate-related financial risk.
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November 09, 2026
The Delaware State Bar on Monday proposed a new framework for when and how stockholders of a Delaware corporation can submit proposals at annual stockholder meetings, changes that could take effect if the U.S. Securities and Exchange Commission moves forward with handing oversight back to the states.
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November 09, 2026
Another Pinterest shareholder has filed a derivative complaint against the company's top brass, this time claiming they made false and misleading statements about the performance of Pinterest's artificial intelligence-driven product suite, in addition to other misleading statements about advertising and tariffs.
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November 09, 2026
A Florida federal judge Monday handed investors in a "Let's Go Brandon" meme coin a win when he sanctioned LGBCoin Ltd. for bad-faith litigation tactics by entering a default judgment against the company.
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November 09, 2026
Blue Owl Capital Corp.'s investment adviser is seeking to exit an investor lawsuit it calls a "broadside" against business development companies, telling a New York federal judge that only the U.S. Securities and Exchange Commission can challenge the valuation of Blue Owl's portfolio holdings.
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November 09, 2026
Missouri was hit Monday with another lawsuit brought by a prediction market platform, this time with Polymarket filing a preemptive complaint to stave off a threatened gambling enforcement action by the state, as litigation over sports event contract offerings nationwide continues to grow.
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November 09, 2026
A California financial planner Monday told a New York federal judge he traded on confidential earnings information of his then-employer, The Trade Desk Inc., admitting to insider trading charges after prosecutors accused him of making over $338,000 in illegal profits.
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November 09, 2026
A Citigroup subsidiary has agreed to pay $250,000 to the Financial Industry Regulatory Authority after the company allegedly self-reported a problem in the way that employees were escalating possible instances of fraud, including those involving suspected cyberattacks.
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November 09, 2026
A former interim leader at financial technology platform Advisor360 said in a lawsuit filed in Massachusetts state court that he was promised a retroactive pay bump for stepping into what was effectively an interim CEO role last year, only to be ousted after he sought to enforce the deal.
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November 09, 2026
The Vanguard Group Inc. has been hit with a putative class action in Pennsylvania federal court alleging the investment management company did not take adequate steps to prevent the theft of 14 million customer records, including Social Security numbers, in a cyberattack that customers say has been advertised on a dark web forum.
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November 09, 2026
Douglas Rappaport of Akin Gump Strauss Hauer & Feld LLP was lead attorney on one of only three shareholder class actions that went to trial in the first half of this year, winning his client a jury verdict that landed him on the list of the 2026 Law360 Securities MVPs.